RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G• W•••••
- E•••• A••••••• former currentsince Jan 23, 2026 · Brooklyn, Ny
- C••••••••• F•••••••• N•••••• national BDJun 14, 2023 to Sep 19, 2023 · Farmington, Ct
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 10, 2018 to Dec 31, 2022 · New Haven, Ct
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 1, 2018 to Jul 31, 2018 · Hamden, Ct
- C••••••••• F•••••••• N•••••• to E•••• A•••••••left Sep 19, 2023, registered Jan 23, 2026 (857 days) · Affiliated broker-dealer or bank to independent RIA
- N••••••••• M••••• I••••••••• S••••••••• to C••••••••• F•••••••• N••••••left Dec 31, 2022, registered Jun 14, 2023 (165 days) · Other
- M•• I•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jul 31, 2018, registered Aug 10, 2018 (10 days) · Other
- J••• G• W••••• left C••••••••• F•••••••• N•••••• for E•••• A••••••• (registered 2026-01-23)Sep 19, 2023 · Advisor changed firm · fact
- J••• G• W••••• left N••••••••• M••••• I••••••••• S••••••••• for C••••••••• F•••••••• N•••••• (registered 2023-06-14)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address