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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

KARA E SCHRANK

Advisor at MORGAN STANLEY

West Conshohocken, PA

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Search this name across graphsid dfx:ria:881ed19a-56fc-7c39-7e33-ded2ad531f37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 2, 2018
First registration: Apr 7, 2006
Dual registered: yes, broker-dealer
Other names: KARA SCHOMBER|KARA E SCHOMBER
IAPD individual key: 4968964

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Mar 14, 2013	n/a	yes	West Conshohocken, PA	Current employment
WEST CAPITAL MANAGEMENT, INC.	Former SEC adviser	Jul 20, 2011	Jun 17, 2013	no	PHILADELPHIA, PA	Previous registration
MFP STRATEGIES	Former SEC adviser	Apr 21, 2010	Mar 15, 2011	no	BETHLEHEM, PA	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Apr 7, 2006	Jul 14, 2006	no	ALLENTOWN, PA\|BETHLEHEM, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEST CAPITAL MANAGEMENT, INC.	MORGAN STANLEY	Jun 17, 2013	Mar 14, 2013	-95	Firm change after gap	Other
MFP STRATEGIES	WEST CAPITAL MANAGEMENT, INC.	Mar 15, 2011	Jul 20, 2011	127	Firm change	Other
M HOLDINGS SECURITIES, INC.	MFP STRATEGIES	Jul 14, 2006	Apr 21, 2010	1,377	Firm change after gap	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Mar 14, 2013 to presentfactForm ADV
→ WEST CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 20, 2011 to Jun 17, 2013factForm ADV
→ MFP STRATEGIESRegistered adviserregistration: previous registration
Apr 21, 2010 to Mar 15, 2011factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 7, 2006 to Jul 14, 2006factForm ADV

Dated events

No dated event names this entity yet.