RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• E• S••••••
- M••••• S•••••• wirehouse currentsince Mar 14, 2013 · West Conshohocken, Pa
- W••• C•••••• M••••••••• I••• formerJul 20, 2011 to Jun 17, 2013 · Philadelphia, Pa
- M•• S••••••••• formerApr 21, 2010 to Mar 15, 2011 · Bethlehem, Pa
- M• H••••••• S••••••••• I••• BD affiliatedApr 7, 2006 to Jul 14, 2006 · Allentown, Pa
- W••• C•••••• M••••••••• I••• to M••••• S••••••left Jun 17, 2013, registered Mar 14, 2013 (-95 days) · Other
- M•• S••••••••• to W••• C•••••• M••••••••• I•••left Mar 15, 2011, registered Jul 20, 2011 (127 days) · Other
- M• H••••••• S••••••••• I••• to M•• S•••••••••left Jul 14, 2006, registered Apr 21, 2010 (1377 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address