DFX Intelligence

A••• P•••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

A••• P•••••• J•••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | MILL VALLEY, CA

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Search this name across graphsid dfx:ria:8820c31c-9175-84e5-631d-35e54e15450f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 10, 2022	n/a	yes	NEW YORK, NY\|MILL VALLEY, CA	Current employment
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Mar 11, 2022	Sep 29, 2023	no	MILL VALLEY, CA\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• R••••••••• P••• C•••••••••	n/a	Sep 29, 2023	n/a	n/a	Departure no registered destination	Departure
B•••••• • J••••••••• L••	C••••• P••••••• L••	Jan 3, 2022	Jan 10, 2022	7

Team moves

••• Locked

Team	Left	Joined	From	Kind
146178:151559:CA:2022-01-03	Jan 3, 2022	Jan 10, 2022	MILL VALLEY, CA	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 10, 2022 to presentfactForm ADV
→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: previous registration
Mar 11, 2022 to Sep 29, 2023factForm ADV
→ B•••••• • J••••••••• L••Registered adviserregistration: previous registration
Jul 7, 2014 to Jan 3, 2022factForm ADV

Dated events

Occurred
Sep 29, 2023
Advisor departed, no destination yet
A••• P•••••• J••••••• no longer registered at C••••• P••••••• R••••••••• P••• C•••••••••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Jan 3, 2022
Advisor changed firm
A••• P•••••• J••••••• left B•••••• • J••••••••• L•• for C••••• P••••••• L•• (registered 2022-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8820c31c-9175-84e5-631d-35e54e15450f
First observed: Jul 7, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.