DFX Intelligence

M•••••• E••• F••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

M•••••• E••• F••

Advisor at K••••• A••••••• S•••••••• L••

Fort Wayne, IN | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:882446b4-8e4a-ef98-4039-4198606de1af

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 27, 2023	n/a	yes	AUSTIN, TX\|Fort Wayne, IN	Current employment
U•• F•••••••• S••••••••• L••	Independent wealth	Jan 17, 2018	Nov 27, 2023	no	ADA, MI\|Fort Wayne, IN\|Bluffton, IN\|Fort Wayne, IN\|Fishers, IN\|Ossian, IN\|Bluffton, IN\|Huntington, IN\|Fort Wayne, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••••• L••	K••••• A••••••• S•••••••• L••	Nov 27, 2023	Nov 27, 2023	0	Firm change	RIA to ibd
S•••••• F•••••••• G••••• I•••	U•• F•••••••• S••••••••• L••	Feb 12, 2018	Jan 17, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
103857:283330:IN:2023-11-27	Nov 27, 2023	Nov 27, 2023	HUNTINGTON, IN	Firm change
123318:103857:IN:2018-02-12	Feb 12, 2018	Jan 17, 2018	FORT WAYNE, IN	Firm change

Relationships

Registered with (5)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 27, 2023 to presentfactForm ADV
→ U•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 17, 2018 to Nov 27, 2023factForm ADV
→ S•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 7, 2017 to Feb 12, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:882446b4-8e4a-ef98-4039-4198606de1af
First observed: Jan 19, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.