DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Eric Fry

Kestra Advisory Services, LLCBD affiliatedFort Wayne, In dual registrantIAPD 5629862

Certified Financial Planner

Feed of 09/15/2026

Also filed as Matthew Eric Fry

At current firm

2 y

since Nov 27, 2023

In the industry

16 y

since Nov 13, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since Nov 27, 2023 · Austin, Tx
USA Financial Securities LLC independent RIA
Jan 17, 2018 to Nov 27, 2023 · Ada, Mi
Shelton Financial Group, Inc. former
Feb 7, 2017 to Feb 12, 2018 · Fort Wayne, In
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 11, 2014 to Jan 30, 2017 · Fort Wayne, In
Commonwealth Financial Network national BD
Apr 24, 2012 to May 29, 2014 · Fort Wayne, In
Commonwealth Financial Network national BD
Jan 19, 2010 to Dec 22, 2011 · Fort Wayne, In

Moves

a registration end followed by a registration begin elsewhere

USA Financial Securities LLC to Kestra Advisory Services, LLC
left Nov 27, 2023, registered Nov 27, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
Shelton Financial Group, Inc. to USA Financial Securities LLC
left Feb 12, 2018, registered Jan 17, 2018 (-26 days) · Other · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Shelton Financial Group, Inc.
left Jan 30, 2017, registered Feb 7, 2017 (8 days) · Other
Commonwealth Financial Network to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left May 29, 2014, registered Jun 11, 2014 (13 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Matthew Eric Fry left Usa Financial Securities Llc for Kestra Advisory Services, Llc (registered 2023-11-27)
Nov 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address