DFX Intelligence

H••••• P•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

H••••• P•••••• S•••••

Advisor at C•• I••••••••• L•••

HOUSTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• I••••••••• L•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• I••••••••• L•••	Asset manager	Jul 13, 2024	n/a	yes	HOUSTON, TX	Current employment
W••••••• M••••••••• C•••	Other adviser	Jan 9, 2019	Jun 13, 2024	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• M••••••••• C•••	C•• I••••••••• L•••	Jun 13, 2024	Jul 13, 2024	30	Firm change	Other
N•• Y••• L••• I••••••••• M••••••••• L••	W••••••• M••••••••• C•••	Jun 15, 2018	Jan 9, 2019

Relationships

Registered with (4)

→ C•• I••••••••• L•••Registered adviserregistration: current employment
Jul 13, 2024 to presentfactForm ADV
→ W••••••• M••••••••• C•••Registered adviserregistration: previous registration
Jan 9, 2019 to Jun 13, 2024factForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 30, 2007 to Jun 15, 2018factForm ADV
→ L•••• A••••• • C•• L••

Dated events

Occurred
Jun 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 25, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.