DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• P•••••• S•••••

C•• I••••••••• L•••asset managerHouston, TxIA-onlyIAPD 4952306

Feed of 09/14/2026

Also filed as H••••• P. S•••••

At current firm

2 y

since Jul 13, 2024

In the industry

21 y

since Jul 22, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Executive Directorreportedcazinvestments.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C•• I••••••••• L••• asset manager current
since Jul 13, 2024 · Houston, Tx
W••••••• M••••••••• C••• other
Jan 9, 2019 to Jun 13, 2024 · Dallas, Tx
N•• Y••• L••• I••••••••• M••••••••• L•• asset manager
Apr 30, 2007 to Jun 15, 2018 · New Y•••, Ny
L•••• A••••• • C•• L•• asset manager
Jul 25, 2005 to Aug 11, 2006 · Jersey City, Nj

Moves

a registration end followed by a registration begin elsewhere

W••••••• M••••••••• C••• to C•• I••••••••• L•••
left Jun 13, 2024, registered Jul 13, 2024 (30 days) · Other
N•• Y••• L••• I••••••••• M••••••••• L•• to W••••••• M••••••••• C•••
left Jun 15, 2018, registered Jan 9, 2019 (208 days) · Other
L•••• A••••• • C•• L•• to N•• Y••• L••• I••••••••• M••••••••• L••
left Aug 11, 2006, registered Apr 30, 2007 (262 days) · Other

Signals

H••••• P•••••• S••••• left W••••••• M••••••••• C••• for C•• I••••••••• L••• (registered 2024-07-13)
Jun 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address