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Advisor at COMMONWEALTH FINANCIAL SERVICES
VIENNA, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL SERVICES | Independent wealth | Aug 9, 2023 | n/a | yes | VIENNA, WV | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Sep 15, 2017 | Jul 5, 2023 | no | Wheeling, WV | Previous registration |
| COMMONWEALTH FINANCIAL SERVICES, LLC | Former SEC adviser | Mar 3, 2011 | Jul 6, 2017 | no | PARKERSBURG, WV | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 23, 2003 | Mar 2, 2011 | no | WHEELING, WV|WHEELINGQ, WV|WHEELING, WV|WHEELING, WV | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 28, 2003 | Apr 14, 2003 | no | WHEELING , WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | COMMONWEALTH FINANCIAL SERVICES | Jul 5, 2023 | Aug 9, 2023 | 35 | Firm change | Ibd to RIA |
| COMMONWEALTH FINANCIAL SERVICES, LLC | ARBOR POINT ADVISORS | Jul 6, 2017 | Sep 15, 2017 | 71 | Firm change | Other |
| LPL FINANCIAL LLC | COMMONWEALTH FINANCIAL SERVICES, LLC | Mar 2, 2011 | Mar 3, 2011 | 1 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | LPL FINANCIAL LLC | Apr 14, 2003 | Apr 23, 2003 | 9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 154369:165127:WV:2017-07-06 | Jul 6, 2017 | Sep 15, 2017 | PARKERSBURG, WV | Firm change |