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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES, LLC., CRD 324930

VIENNA, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2190ff9-7db7-4e09-a690-02c0cb55957b

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 8
On other graphs: 0
Observed: Feb 17, 2023 to Aug 24, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $995MItem 5.F on the latest filing (2026-08-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $977M
Private client RAUM: $970MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $58.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 26
Advisory employees: 13
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 5,003
Individual clients: 1,990
High net worth clients: 226
Custody, client assets: $291M
SEC number: 801-127499
CRD: 324930
Filings on the tape: 18
First filed: Feb 17, 2023
Latest filed: Aug 24, 2026
Organised: Limited Liability Company, WV
Website: cfswv.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NEAL ELLIOTT WATSON	Certified Financial Planner	VIENNA, WV \| Marietta, OH	3	30	4	no
MICHAEL CHARLES SEESE	Certified Financial Planner\|Chartered Financial Consultant	VIENNA, WV	3	30	4	no
NIKKI VON LUDE	Certified Financial Planner\|Chartered Financial Consultant	Woodsfield, OH \| VIENNA, WV	3	21	2	no
DANIEL LEE SPURGEON	Certified Financial Planner	VIENNA, WV	3	12	4	no
SHANELL JEFFREY	n/a	VIENNA, WV	3	18	2	no
Bernard Vincent McManus	n/a	VIENNA, WV	3	10	3	no
Tyler Szafran	n/a	VIENNA, WV \| Wheeling, WV	3	10	2	no
Derek Bailey	n/a	VIENNA, WV	3	12	1	no
Evan Thomas Brockmeier	n/a	VIENNA, WV \| Marietta, OH	3	13	n/a	no
CRAIG KEVIN SEACHRIST	n/a	VIENNA, WV	3	27	4	no
Zachary Michael Seese	Certified Financial Planner	VIENNA, WV	3	10	n/a	no
Joshua Franklin Wine	n/a	VIENNA, WV	3	10	n/a	no
Ciara Kathleen Stewart	Certified Financial Planner	VIENNA, WV \| Woodsfield, OH	3	11	n/a	no
Madison Marie Gontarek	n/a	VIENNA, WV	2	12	n/a	no
TYLER ANDREW BRAUTIGAN	Certified Financial Planner	Wheeling, WV \| VIENNA, WV	2	11	2	no
SIERRA R Love	n/a	VIENNA, WV \| Wheeling, WV	1	14	n/a	no
Samuel Martin Cremeans	n/a	VIENNA, WV	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JEFFREY, SHANELL	CHIEF EXECUTIVE OFFICER, PARTNER	A	yes	12/2024	Aug 24, 2026	Aug 24, 2026
KIMPEL, TODD, EDWARD	CO-FOUNDER / OWNER & FINANCIAL ADVISOR	C	yes	04/2023	Feb 17, 2023	Oct 11, 2024
ROTHCHILD, MATTHEW, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Jul 3, 2024	Oct 11, 2024
SEESE, MICHAEL, CHARLES	CO-FOUNDER / OWNER & FINANCIAL ADVISOR	C	yes	04/2023	Feb 17, 2023	Oct 11, 2024
SPURGEON, DANIEL, LEE	OWNER & FINANCIAL ADVISOR	C	yes	04/2023	Feb 17, 2023	Oct 11, 2024
BRAUTIGAN, TYLER, ANDREW	SHAREHOLDER, FINANCIAL ADVISOR	Na	no	01/2026	Aug 24, 2026	Aug 24, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Athens	Oh	United States	5	no
Wheeling	Wv	United States	2	no
Marietta	Oh	United States	1	no
Woodsfield	Oh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 2, 2026	$995M	$977M	26	13	4	n/a	n/a
2024	Mar 7, 2025	$775M	$753M	26	11	4	n/a	n/a
2023	Mar 29, 2024	$650M	$650M	25	11	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$995M	$775M	28.4%	n/a	n/a	26	26	4	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ARBOR POINT ADVISORS	6	Apr 6, 2023	Apr 14, 2023	PARKERSBURG, WV	Team lift out	Ibd to new firm	3.0%
ARBOR POINT ADVISORS	3	Apr 6, 2023	Apr 11, 2023	MARIETTA, OH	Team lift out	Ibd to new firm	1.5%

Relationships

Registered with (20)

← Samuel Martin CremeansAdvisorregistration: current employment
Jan 15, 2026 to presentfactForm ADV
← SIERRA R LoveAdvisorregistration: current employment
Dec 26, 2024 to presentfactForm ADV
← TYLER ANDREW BRAUTIGANAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← Madison Marie GontarekAdvisorregistration: current employment
Feb 16, 2024 to presentfactForm ADV
← Ciara Kathleen StewartAdvisorregistration: current employment
Aug 22, 2023 to presentfactForm ADV
← CRAIG KEVIN SEACHRISTAdvisorregistration: current employment
Aug 9, 2023 to presentfactForm ADV
← Zachary Michael SeeseAdvisorregistration: current employment
Aug 9, 2023 to presentfactForm ADV
← Joshua Franklin WineAdvisorregistration: current employment
Aug 9, 2023 to presentfactForm ADV
← Evan Thomas BrockmeierAdvisorregistration: current employment
May 17, 2023 to presentfactForm ADV
← SHANELL JEFFREYAdvisorregistration: current employment
Apr 14, 2023 to presentfactForm ADV
← Bernard Vincent McManusAdvisorregistration: current employment
Apr 14, 2023 to presentfactForm ADV
← Tyler SzafranAdvisorregistration: current employment
Apr 14, 2023 to presentfactForm ADV
← Derek BaileyAdvisorregistration: current employment
Apr 14, 2023 to presentfactForm ADV
← NEAL ELLIOTT WATSONAdvisorregistration: current employment
Apr 11, 2023 to presentfactForm ADV
← MICHAEL CHARLES SEESEAdvisorregistration: current employment
Apr 11, 2023 to presentfactForm ADV
← NIKKI VON LUDEAdvisorregistration: current employment
Apr 11, 2023 to presentfactForm ADV
← DANIEL LEE SPURGEONAdvisorregistration: current employment
Apr 11, 2023 to presentfactForm ADV
← Khoury Allan KlossAdvisorregistration: previous registration
Mar 4, 2024 to Oct 7, 2024factForm ADV
← BRENDA LEE WEEKLYAdvisorregistration: previous registration
Apr 14, 2023 to May 28, 2024factForm ADV
← JULIE ANNE VAVRA DALEYAdvisorregistration: previous registration
Apr 11, 2023 to Jan 9, 2024factForm ADV

Controls (4)

← KIMPEL, TODD, EDWARDOwnerCO-FOUNDER / OWNER & FINANCIAL ADVISOR, ownership code C, individual
Feb 17, 2023 to Oct 11, 2024factForm ADV
← SEESE, MICHAEL, CHARLESOwnerCO-FOUNDER / OWNER & FINANCIAL ADVISOR, ownership code C, individual
Feb 17, 2023 to Oct 11, 2024factForm ADV
← ROTHCHILD, MATTHEW, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 3, 2024 to Oct 11, 2024factForm ADV
← SPURGEON, DANIEL, LEEOwnerOWNER & FINANCIAL ADVISOR, ownership code C, individual
Feb 17, 2023 to Oct 11, 2024factForm ADV

Moved with (1)

← ARBOR POINT ADVISORSRegistered adviser6 advisors, team lift out
Apr 6, 2023 to Apr 14, 2023factForm ADV

Dated events

Occurred
Jan 27, 2026
Regulatory AUM changed
Commonwealth Financial Services reported RAUM $994.7M, up 28% from $774.8M (2025-10-22 to 2026-01-27)
Form ADVobserved 4 days ago
$220M
Occurred
Oct 7, 2024
Advisor changed firm
Khoury Allan Kloss left Commonwealth Financial Services for Lpl Financial Llc (registered 2025-01-06)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Control person joined
David Matthew Rothchild (Chief Compliance Officer) appeared on Schedule A of Commonwealth Financial Services
Form ADVobserved 4 days ago
Occurred
May 28, 2024
Advisor changed firm
Brenda Lee Weekly left Commonwealth Financial Services for Cwm, Llc (registered 2024-05-29)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2024
Advisor changed firm
Julie Anne Vavra Daley left Commonwealth Financial Services for Lpl Financial Llc (registered 2024-01-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2023
Team lift-out
6 advisors left Arbor Point Advisors (Parkersburg, WV) for Commonwealth Financial Services within 4 days
Form ADVobserved 3 days ago
6 advisors
Occurred
Apr 6, 2023
Team lift-out
3 advisors left Arbor Point Advisors (Marietta, OH) for Commonwealth Financial Services within 4 days
Form ADVobserved 3 days ago
3 advisors
Occurred
Feb 17, 2023
First Form ADV filing
Commonwealth Financial Services filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2190ff9-7db7-4e09-a690-02c0cb55957b
First observed: Feb 17, 2023
Last observed: Aug 24, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES, LLC., CRD 324930

VIENNA, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2190ff9-7db7-4e09-a690-02c0cb55957b

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NEAL ELLIOTT WATSON

Certified Financial Planner

VIENNA, WV | Marietta, OH

MICHAEL CHARLES SEESE

Certified Financial Planner|Chartered Financial Consultant

VIENNA, WV

NIKKI VON LUDE

Certified Financial Planner|Chartered Financial Consultant

Woodsfield, OH | VIENNA, WV

DANIEL LEE SPURGEON

Certified Financial Planner

VIENNA, WV

SHANELL JEFFREY

n/a

VIENNA, WV

Bernard Vincent McManus

n/a

VIENNA, WV

Tyler Szafran

n/a

VIENNA, WV | Wheeling, WV

Derek Bailey

n/a

VIENNA, WV

Evan Thomas Brockmeier

n/a

VIENNA, WV | Marietta, OH

n/a

CRAIG KEVIN SEACHRIST

n/a

VIENNA, WV

Zachary Michael Seese

Certified Financial Planner

VIENNA, WV

n/a

Joshua Franklin Wine

n/a

VIENNA, WV

n/a

Ciara Kathleen Stewart

Certified Financial Planner

VIENNA, WV | Woodsfield, OH

n/a

Madison Marie Gontarek

n/a

VIENNA, WV

n/a

TYLER ANDREW BRAUTIGAN

Certified Financial Planner

Wheeling, WV | VIENNA, WV

SIERRA R Love

n/a

VIENNA, WV | Wheeling, WV

n/a

Samuel Martin Cremeans

n/a

VIENNA, WV

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JEFFREY, SHANELL

CHIEF EXECUTIVE OFFICER, PARTNER

yes

12/2024

Aug 24, 2026

KIMPEL, TODD, EDWARD

CO-FOUNDER / OWNER & FINANCIAL ADVISOR

yes

04/2023

Feb 17, 2023

Oct 11, 2024

ROTHCHILD, MATTHEW, DAVID

CHIEF COMPLIANCE OFFICER

yes

06/2024

Jul 3, 2024

Oct 11, 2024

SEESE, MICHAEL, CHARLES

CO-FOUNDER / OWNER & FINANCIAL ADVISOR

yes

04/2023

Feb 17, 2023

Oct 11, 2024

SPURGEON, DANIEL, LEE

OWNER & FINANCIAL ADVISOR

yes

04/2023

Feb 17, 2023

Oct 11, 2024

BRAUTIGAN, TYLER, ANDREW

SHAREHOLDER, FINANCIAL ADVISOR

01/2026

Aug 24, 2026

City

State

Country

Employees

Also broker-dealer

Athens

United States

Wheeling

United States

Marietta

United States

Woodsfield

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 2, 2026

$995M

$977M

n/a

2024

Mar 7, 2025

$775M

$753M

n/a

2023

Mar 29, 2024

$650M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$995M

$775M

28.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ARBOR POINT ADVISORS

Apr 6, 2023

Apr 14, 2023

PARKERSBURG, WV

Team lift out

Ibd to new firm

3.0%

ARBOR POINT ADVISORS

Apr 6, 2023

Apr 11, 2023

MARIETTA, OH

Team lift out

Ibd to new firm

1.5%