DFX Intelligence

M•••••••• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••••• E••••••••

Advisor at P••••• S••••• F•••••••••

MESA, AZ | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8870464a-40d4-985f-fd98-abe1d7d06011

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• S••••• F•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Aug 29, 2025	n/a	yes	KANSAS CITY, MO\|MESA, AZ	Current employment
P••••• S••••• F•••••••••	Independent wealth	Jul 15, 2008	n/a	yes	MESA, AZ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	P••••• S••••• F•••••••••	Jun 27, 2008	Jul 15, 2008	18	Firm change	Other
T•• P••••••• G••••	S•••••••• I••••••••• A•••••••	May 24, 2006	Jul 15, 2005

Relationships

Registered with (5)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ P••••• S••••• F•••••••••Registered adviserregistration: current employment
Jul 15, 2008 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Sep 12, 2006 to Jun 27, 2008factForm ADV
→ T•• P••••••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8870464a-40d4-985f-fd98-abe1d7d06011
First observed: Jul 15, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.