RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••••• E••••••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Aug 29, 2025 · Kansas City, Mo
- P••••• S••••• F••••••••• independent RIA currentsince Jul 15, 2008 · Mesa, Az
- C••••• A••••••• L•• formerSep 12, 2006 to Jun 27, 2008 · Mesa, Az
- T•• P••••••• G•••• formerJul 15, 2005 to May 24, 2006 · Scottsdale, Az
- S•••••••• I••••••••• A••••••• unclassifiedJul 15, 2005 to May 24, 2006 · Scottsdale, Az
- C••••• A••••••• L•• to P••••• S••••• F•••••••••left Jun 27, 2008, registered Jul 15, 2008 (18 days) · Other
- T•• P••••••• G•••• to S•••••••• I••••••••• A•••••••left May 24, 2006, registered Jul 15, 2005 (-313 days) · Other
- S•••••••• I••••••••• A••••••• to C••••• A••••••• L••left May 24, 2006, registered Sep 12, 2006 (111 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address