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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JOEL TIMOTHY BENNETT

Advisor at CETERA INVESTMENT ADVISERS LLC

CLIFTON PARK, NY

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Search this name across graphsid dfx:ria:888580f9-d200-8bc3-7b66-a3bf0b2846d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Aug 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Aug 13, 2001
First registration: Aug 27, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4186733

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 5, 2026	n/a	yes	CLIFTON PARK, NY	Current employment
CURI CAPITAL, LLC	Independent wealth	Mar 5, 2024	Apr 23, 2025	no	St. Joseph, MI\|CHICAGO, IL	Previous registration
ELEVATION POINT WEALTH PARTNERS, LLC	Independent wealth	Feb 14, 2023	Dec 1, 2023	no	Galesburg, MI\|DENVER, CO	Previous registration
Q3 ASSET MANAGEMENT CORPORATION	Mixed wealth	Aug 27, 2020	Jun 1, 2021	no	BIRMINGHAM, MI\|Galesburg, MI	Previous registration
SMARTX ADVISORY SOLUTIONS	Asset manager	Aug 20, 2018	Jan 16, 2019	no	Sausalito, CA\|WEST PALM BEACH, FL	Previous registration
SMARTX ADVISORY SOLUTIONS	Former SEC adviser	May 25, 2018	Dec 31, 2019	no	San Francisco, CA	Previous registration
FREEDOM INVESTMENT MANAGEMENT, INC.	Independent wealth	Feb 2, 2016	Apr 24, 2018	no	SOUTH WINDSOR, CT	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 8, 2008	Apr 29, 2009	no	SCHAUMBURG, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Oct 14, 2004	May 9, 2005	no	CHICAGO, IL	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 27, 2001	Jun 4, 2004	no	OAK BROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CURI CAPITAL, LLC	CETERA INVESTMENT ADVISERS LLC	Apr 23, 2025	Jan 5, 2026	257	Firm change	RIA to ibd
ELEVATION POINT WEALTH PARTNERS, LLC	CURI CAPITAL, LLC	Dec 1, 2023	Mar 5, 2024	95	Firm change	RIA to RIA
Q3 ASSET MANAGEMENT CORPORATION	ELEVATION POINT WEALTH PARTNERS, LLC	Jun 1, 2021	Feb 14, 2023	623	Firm change after gap	RIA to RIA
SMARTX ADVISORY SOLUTIONS	SMARTX ADVISORY SOLUTIONS	Dec 31, 2019	Aug 20, 2018	-498	Channel change	Other
SMARTX ADVISORY SOLUTIONS	Q3 ASSET MANAGEMENT CORPORATION	Jan 16, 2019	Aug 27, 2020	589	Firm change after gap	Other
FREEDOM INVESTMENT MANAGEMENT, INC.	SMARTX ADVISORY SOLUTIONS	Apr 24, 2018	May 25, 2018	31	Firm change	RIA to RIA
CETERA INVESTMENT ADVISERS LLC	FREEDOM INVESTMENT MANAGEMENT, INC.	Apr 29, 2009	Feb 2, 2016	2,470	Firm change after gap	Other
BANC ONE SECURITIES CORPORATION	CETERA INVESTMENT ADVISERS LLC	May 9, 2005	Apr 8, 2008	1,065	Firm change after gap	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	BANC ONE SECURITIES CORPORATION	Jun 4, 2004	Oct 14, 2004	132	Firm change	Other

Relationships

Registered with (9)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Apr 8, 2008 to Apr 29, 2009factForm ADV
→ CURI CAPITAL, LLCRegistered adviserregistration: previous registration
Mar 5, 2024 to Apr 23, 2025factForm ADV
→ ELEVATION POINT WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Feb 14, 2023 to Dec 1, 2023factForm ADV
→ Q3 ASSET MANAGEMENT CORPORATIONRegistered adviserregistration: previous registration
Aug 27, 2020 to Jun 1, 2021factForm ADV
→ SMARTX ADVISORY SOLUTIONSRegistered adviserregistration: previous registration
May 25, 2018 to Dec 31, 2019factForm ADV
→ SMARTX ADVISORY SOLUTIONSRegistered adviserregistration: previous registration
Aug 20, 2018 to Jan 16, 2019factForm ADV
→ FREEDOM INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 2, 2016 to Apr 24, 2018factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 14, 2004 to May 9, 2005factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 27, 2001 to Jun 4, 2004factForm ADV

Dated events

Occurred
Apr 23, 2025
Advisor changed firm
Joel Timothy Bennett left Curi Capital, Llc for Cetera Investment Advisers Llc (registered 2026-01-05)
Form ADVobserved 6 days ago
Occurred
Dec 1, 2023
Advisor changed firm
Joel Timothy Bennett left Elevation Point Wealth Partners, Llc for Curi Capital, Llc (registered 2024-03-05)
Form ADVobserved 6 days ago