DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joel Timothy Bennett
Feed of 09/14/2026
At current firm
0 y
since Jan 5, 2026
In the industry
25 y
since Aug 13, 2001 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jan 5, 2026 · Clifton Park, Ny
- Curi Capital, LLC independent RIAMar 5, 2024 to Apr 23, 2025 · St. Joseph, Mi
- Elevation Point Wealth Partners, LLC independent RIAFeb 14, 2023 to Dec 1, 2023 · Galesburg, Mi
- Q3 Asset Management Corporation mixed wealthAug 27, 2020 to Jun 1, 2021 · Birmingham, Mi
- Smartx Advisory Solutions asset managerAug 20, 2018 to Jan 16, 2019 · Sausalito, Ca
- Smartx Advisory Solutions formerMay 25, 2018 to Dec 31, 2019 · San Francisco, Ca
- Freedom Investment Management, Inc. independent RIAFeb 2, 2016 to Apr 24, 2018 · South Windsor, Ct
- Cetera Investment Advisers LLC BD affiliatedApr 8, 2008 to Apr 29, 2009 · Schaumburg, Il
- Banc One Securities Corporation unclassifiedOct 14, 2004 to May 9, 2005 · Chicago, Il
- T. Rowe Price Advisory Services, Inc. BD affiliatedAug 27, 2001 to Jun 4, 2004 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- Curi Capital, LLC to Cetera Investment Advisers LLCleft Apr 23, 2025, registered Jan 5, 2026 (257 days) · RIA to affiliated broker-dealer or bank
- Elevation Point Wealth Partners, LLC to Curi Capital, LLCleft Dec 1, 2023, registered Mar 5, 2024 (95 days) · RIA to RIA
- Q3 Asset Management Corporation to Elevation Point Wealth Partners, LLCleft Jun 1, 2021, registered Feb 14, 2023 (623 days) · RIA to RIA
- Smartx Advisory Solutions to Smartx Advisory Solutionsleft Dec 31, 2019, registered Aug 20, 2018 (-498 days) · channel change inside one enterprise, not a move
- Smartx Advisory Solutions to Q3 Asset Management Corporationleft Jan 16, 2019, registered Aug 27, 2020 (589 days) · Other
- Freedom Investment Management, Inc. to Smartx Advisory Solutionsleft Apr 24, 2018, registered May 25, 2018 (31 days) · RIA to RIA
- Cetera Investment Advisers LLC to Freedom Investment Management, Inc.left Apr 29, 2009, registered Feb 2, 2016 (2470 days) · Other
- Banc One Securities Corporation to Cetera Investment Advisers LLCleft May 9, 2005, registered Apr 8, 2008 (1065 days) · Other
- T. Rowe Price Advisory Services, Inc. to Banc One Securities Corporationleft Jun 4, 2004, registered Oct 14, 2004 (132 days) · Other
Signals
- Joel Timothy Bennett left Curi Capital, Llc for Cetera Investment Advisers Llc (registered 2026-01-05)Apr 23, 2025 · Advisor changed firm · fact
- Joel Timothy Bennett left Elevation Point Wealth Partners, Llc for Curi Capital, Llc (registered 2024-03-05)Dec 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address