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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

Q3 ASSET MANAGEMENT CORPORATION

CRD 137839

BIRMINGHAM, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03e03840-ba47-2676-e63e-7197bc9ed3ca

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 4
On other graphs: 0
Observed: Apr 9, 2012 to Mar 29, 2026
67 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.49 fund_share=0.45 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $795MItem 5.F on the latest filing (2026-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $795M
Private client RAUM: $389MderivedItem 5.D individuals plus high net worth individuals
Private client share: 49%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $88.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,926
Individual clients: 2,743
High net worth clients: 37
SEC number: 801-77461
CRD: 137839
Filings on the tape: 67
First filed: Apr 9, 2012
Latest filed: Mar 29, 2026
Organised: Corporation, MI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRADFORD NICHOLAS GIAIMO	n/a	BIRMINGHAM, MI	13	24	1	no
AMOS MICHAEL SHEENA	n/a	BIRMINGHAM, MI	13	25	2	no
ADAM ROBERT QUIRING	n/a	BIRMINGHAM, MI	13	25	1	no
Joseph Patrick Dente	n/a	Tampa, FL \| BIRMINGHAM, MI	10	14	n/a	no
Ethan Samuel Pinto	n/a	BIRMINGHAM, MI	3	12	n/a	no
JOHN ALISON FAHNESTOCK	n/a	BIRMINGHAM, MI \| Eagle, ID	2	40	6	no
Joseph Olekszyk	Certified Financial Planner	BIRMINGHAM, MI	2	18	6	no
Maximilian Grimaldi Baker	n/a	BIRMINGHAM, MI	0	10	n/a	no
MARY ELIZABETH JONES	n/a	BIRMINGHAM, MI \| Rogers, AR	0	14	9	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIAIMO, BRADFORD, NICHOLAS	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	yes	11/2005	Apr 9, 2012	Nov 20, 2024
QUIRING, ADAM, ROBERT	VICE PRESIDENT	C	yes	05/2010	Apr 9, 2012	Nov 20, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 29, 2026	$795M	$795M	12	7	2	n/a	n/a
2024	Mar 25, 2025	$727M	$727M	12	7	2	n/a	n/a
2023	Mar 25, 2024	$713M	$375M	12	6	2	n/a	n/a
2022	Mar 24, 2023	$619M	$347M	12	6	1	n/a	n/a
2021	Mar 25, 2022	$794M	$478M	11	6	1	n/a	n/a
2020	Mar 29, 2021	$537M	$340M	13	7	2	n/a	n/a
2019	Mar 17, 2020	$448M	$448M	12	8	1	n/a	n/a
2018	Mar 27, 2019	$375M	$375M	12	8	1	n/a	n/a
2017	Mar 26, 2018	$311M	$311M	6	5	1	n/a	n/a
2016	Mar 24, 2017	$264M	$264M	7	6	n/a	n/a	n/a
2015	Mar 11, 2016	$203M	$203M	6	5	n/a	n/a	n/a
2014	Mar 30, 2015	$160M	$160M	6	5	n/a	n/a	n/a
2013	Feb 13, 2014	$109M	$109M	6	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$795M	$727M	9.2%	$619M	8.7%	12	12	2	2

Relationships

Registered with (13)

← MARY ELIZABETH JONESAdvisorregistration: previous registration
Nov 20, 2024 to Dec 23, 2024factForm ADV
← Maximilian Grimaldi BakerAdvisorregistration: current employment
Oct 22, 2025 to presentfactForm ADV
← Joseph OlekszykAdvisorregistration: current employment
Jan 26, 2024 to presentfactForm ADV
← JOHN ALISON FAHNESTOCKAdvisorregistration: current employment
Oct 18, 2023 to presentfactForm ADV
← Ethan Samuel PintoAdvisorregistration: current employment
Jun 22, 2023 to presentfactForm ADV
← Joseph Patrick DenteAdvisorregistration: current employment
Jun 24, 2016 to presentfactForm ADV
← BRADFORD NICHOLAS GIAIMOAdvisorregistration: previous registration
Nov 23, 2010 to Dec 31, 2012factForm ADV
← AMOS MICHAEL SHEENAAdvisorregistration: previous registration
May 17, 2011 to Dec 31, 2012factForm ADV
← ADAM ROBERT QUIRINGAdvisorregistration: previous registration
Oct 8, 2010 to Dec 31, 2012factForm ADV
← MICHAEL VINCENT RECCHIAAdvisorregistration: previous registration
Apr 4, 2019 to Aug 30, 2022factForm ADV
← JOEL TIMOTHY BENNETTAdvisorregistration: previous registration
Aug 27, 2020 to Jun 1, 2021factForm ADV
← KENNETH DARRELL STEPHENSONAdvisorregistration: previous registration
Nov 18, 2013 to Mar 26, 2018factForm ADV
← CHRISTOPHER THOMAS BOKMULLERAdvisorregistration: previous registration
Oct 29, 2010 to Apr 19, 2011factForm ADV

Controls (2)

← GIAIMO, BRADFORD, NICHOLASOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Apr 9, 2012 to Nov 20, 2024factForm ADV
← QUIRING, ADAM, ROBERTOwnerVICE PRESIDENT, ownership code C, individual
Apr 9, 2012 to Nov 20, 2024factForm ADV

Dated events

Occurred
Dec 23, 2024
Advisor changed firm
Mary Elizabeth Jones left Q3 Asset Management Corporation for Avantax Advisory Services (registered 2025-01-08)
Form ADVobserved 4 days ago
Occurred
Aug 30, 2022
Advisor changed firm
Michael Vincent Recchia left Q3 Asset Management Corporation for Oikonomos Asset Management, Llc (registered 2022-08-30)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2022
Regulatory AUM changed
Q3 Asset Management Corporation reported RAUM $794.2M, up 48% from $536.9M (2021-09-09 to 2022-03-25)
Form ADVobserved 4 days ago
$257M
Occurred
Dec 5, 2012
First Form ADV filing
Q3 Asset Management Corporation filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03e03840-ba47-2676-e63e-7197bc9ed3ca
First observed: Apr 9, 2012
Last observed: Mar 29, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Q3 ASSET MANAGEMENT CORPORATION

CRD 137839

BIRMINGHAM, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03e03840-ba47-2676-e63e-7197bc9ed3ca

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRADFORD NICHOLAS GIAIMO

n/a

BIRMINGHAM, MI

AMOS MICHAEL SHEENA

n/a

BIRMINGHAM, MI

ADAM ROBERT QUIRING

n/a

BIRMINGHAM, MI

Joseph Patrick Dente

n/a

Tampa, FL | BIRMINGHAM, MI

n/a

Ethan Samuel Pinto

n/a

BIRMINGHAM, MI

n/a

JOHN ALISON FAHNESTOCK

n/a

BIRMINGHAM, MI | Eagle, ID

Joseph Olekszyk

Certified Financial Planner

BIRMINGHAM, MI

Maximilian Grimaldi Baker

n/a

BIRMINGHAM, MI

n/a

MARY ELIZABETH JONES

n/a

BIRMINGHAM, MI | Rogers, AR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIAIMO, BRADFORD, NICHOLAS

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

11/2005

Apr 9, 2012

Nov 20, 2024

QUIRING, ADAM, ROBERT

VICE PRESIDENT

yes

05/2010

Apr 9, 2012

Nov 20, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 29, 2026

$795M

n/a

2024

Mar 25, 2025

$727M

n/a

2023

Mar 25, 2024

$713M

$375M

n/a

2022

Mar 24, 2023

$619M

$347M

n/a

2021

Mar 25, 2022

$794M

$478M

n/a

2020

Mar 29, 2021

$537M

$340M

n/a

2019

Mar 17, 2020

$448M

n/a

2018

Mar 27, 2019

$375M

n/a

2017

Mar 26, 2018

$311M

n/a

2016

Mar 24, 2017

$264M

n/a

2015

Mar 11, 2016

$203M

n/a

2014

Mar 30, 2015

$160M

n/a

2013

Feb 13, 2014

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$795M

$727M

9.2%

$619M

8.7%