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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

TOBEY D MILLER

Advisor at LPL FINANCIAL LLC

SOUTHFIELD, MI | LAKE ORION, MI

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Search this name across graphsid dfx:ria:88980428-4122-a165-7c8a-7c976be09a6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 30, 2013
First registration: Jan 7, 2014
Dual registered: yes, broker-dealer
Other names: TOBEY DAVID MILLER
IAPD individual key: 6243642

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 9, 2018	n/a	yes	SOUTHFIELD, MI\|LAKE ORION, MI	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Apr 23, 2018	no	Novi, MI	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Apr 23, 2018	no	OMAHA, NE	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 24, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 8, 2014	Dec 7, 2015	no	ARLINGTON, VA\|FARMINGTON, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 7, 2014	Apr 11, 2014	no	BLOOMFIELD HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 23, 2018	Feb 27, 2018	-55	Channel change	Other
TD AMERITRADE, INC.	LPL FINANCIAL LLC	Apr 23, 2018	Apr 9, 2018	-14	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
E*TRADE CAPITAL MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Dec 7, 2015	Jan 24, 2017	414	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	Apr 11, 2014	May 8, 2014	27	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:NE:2018-03-26	Apr 23, 2018	Feb 27, 2018	OMAHA, NE	Firm change after gap

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 9, 2018 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Apr 23, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Apr 23, 2018factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 24, 2017 to Feb 26, 2018factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 8, 2014 to Dec 7, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 7, 2014 to Apr 11, 2014factForm ADV

Dated events

No dated event names this entity yet.