DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cnl Strategic Capital Management, LLC
Latest filing Aug 18, 2026
First filing on the tape Feb 17, 2017 · 17 filings
SEC status approved since Mar 2, 2017
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.5B as of Aug 18, 2026
Mar 29, 2018$81.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Aug 18, 2026
Mar 29, 20182 then
Employees (5.A)7 as of Aug 18, 2026
Mar 29, 20184 then
Private funds: no history
RAUM +19% over the last fiscal year+28% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
- RAUM per advisor
- $769MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Custody
- $1.5B, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Bradford Ritter Bracey to Nuveen Asset Management, LLCAug 23, 2022 · Other
Joined, latest
- Bradford Ritter Bracey from Guggenheim Partners Investment Management, LLCFeb 16, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jashvantlal Chirag Bhavsar · Manager Of Managing Membercontrolsince 12/2017 · owns less than 5%
- Lynn Julie Eason · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Jo Tammy Tipton · Chief Financial Officer And Treasurercontrolsince 08/2016 · owns less than 5%
- Monroe James Seneff · 100% Membercontrolsince 11/2008 · owns 75% or more of Cnl Holdings, LLC
Entity owners
- Cfg Xvi, Inc. · Managerdirect · owns 75% or more
- Cnl Financial Group, LLC · 100% Shareholderindirect · owns 75% or more of Cfg Xvi, Inc.
- Cnl Holdings, LLC · 100% Memberindirect · owns 75% or more of Cnl Financial Group, LLC
Related persons
Schedule D 7.A
- Cnl Educational Institute, LLCinvestment advisern
- Cnl Financial Group, Inc.n
- Cnl Financial Group, LLCpooled vehicle sponsory
- Cnl Fund Advisors II, LLCinvestment advisernRAUM $19.9M
- Cnl Healthcare Corp.investment advisern
- Cnl Securities Corp.broker-dealern
- Cnl Strategic Asset Management, LLCinvestment advisernRAUM $4.4M
Advisers that list Cnl Strategic Capital Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.5B to $1.5BMar 24, 2026 to Jun 30, 2026
- Discretionary RAUM · $1.5B to $1.5BMar 24, 2026 to Jun 30, 2026
- RAUM · $1.5B to $1.5BMar 24, 2026 to Jun 30, 2026
- Assets in custody · $1.3B to $1.5BMar 27, 2025 to Mar 24, 2026
- Employees · 8 to 7Mar 27, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 0Mar 27, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.3B to $1.5BMar 27, 2025 to Mar 24, 2026
- RAUM · $1.3B to $1.5BMar 27, 2025 to Mar 24, 2026
- Assets in custody · $1.0B to $1.3BMar 29, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.0B to $1.3BMar 29, 2024 to Mar 27, 2025
- RAUM · $1.0B to $1.3BMar 29, 2024 to Mar 27, 2025
- Assets in custody · $143M to $1.0BMar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $733M to $1.0BMar 29, 2023 to Mar 29, 2024
- RAUM · $733M to $1.0BMar 29, 2023 to Mar 29, 2024
- Assets in custody · $59.0M to $143MMar 31, 2022 to Mar 29, 2023
- State-registered IARs · 3 to 2Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $515M to $733MMar 31, 2022 to Mar 29, 2023
- RAUM · $515M to $733MMar 31, 2022 to Mar 29, 2023
- Assets in custody · $83.0M to $59.0MMar 12, 2021 to Mar 31, 2022
- Insurance-licensed employees · 3 to 2Mar 12, 2021 to Mar 31, 2022
- Discretionary RAUM · $314M to $515MMar 12, 2021 to Mar 31, 2022
- RAUM · $314M to $515MMar 12, 2021 to Mar 31, 2022
- Assets in custody · $33.0M to $83.0MJan 31, 2020 to Mar 12, 2021
- Discretionary RAUM · $176M to $314MJan 31, 2020 to Mar 12, 2021
- RAUM · $176M to $314MJan 31, 2020 to Mar 12, 2021
- Advisory employees · 2 to 3Nov 12, 2019 to Jan 31, 2020
- BD registered reps · 1 to 2Nov 12, 2019 to Jan 31, 2020
- Assets in custody · $31.0M to $33.0MNov 12, 2019 to Jan 31, 2020
- Employees · 5 to 8Nov 12, 2019 to Jan 31, 2020
- Insurance-licensed employees · 1 to 3Nov 12, 2019 to Jan 31, 2020
- State-registered IARs · 1 to 3Nov 12, 2019 to Jan 31, 2020
- Discretionary RAUM · $103M to $176MNov 12, 2019 to Jan 31, 2020
- RAUM · $103M to $176MNov 12, 2019 to Jan 31, 2020
- Assets in custody · unset to 31000000.0Mar 29, 2019 to Jul 31, 2019
- Custody of client assets · false to trueMar 29, 2019 to Jul 31, 2019
- Advisory employees · 1 to 2Apr 26, 2018 to Mar 29, 2019
- Employees · 4 to 5Apr 26, 2018 to Mar 29, 2019
- Insurance-licensed employees · 2 to 1Apr 26, 2018 to Mar 29, 2019
- Financial planning clients · 0 to 1-10Apr 26, 2018 to Mar 29, 2019
Signals
11 dated events
- Cnl Strategic Capital Management, Llc reported RAUM $1.3B, up 27% from $1.0B (2024-03-29 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Cnl Strategic Capital Management, Llc reported RAUM $1.0B, up 38% from $732.5M (2023-03-29 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Cnl Strategic Capital Management, Llc reported RAUM $732.5M, up 42% from $514.8M (2022-03-31 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Bradford Ritter Bracey left Cnl Strategic Capital Management, Llc for Nuveen Asset Management, Llc (registered 2023-03-03)Aug 23, 2022 · Advisor changed firm · fact
- Cnl Strategic Capital Management, Llc reported RAUM $514.8M, up 64% from $314.1M (2021-03-12 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Cnl Strategic Capital Management, Llc reported RAUM $314.1M, up 79% from $175.5M (2020-01-31 to 2021-03-12)Mar 12, 2021 · RAUM change · derived
- Lynn Julie Eason (Chief Compliance Officer) appeared on Schedule A of Cnl Strategic Capital Management, LlcMar 12, 2021 · Control person joined · fact
- Scott Bradley Yochum (Chief Compliance Officer) no longer on Schedule A of Cnl Strategic Capital Management, Llc (listed 2020-01-31, absent 2021-03-12)Mar 12, 2021 · Control person left · inference
- Lynn Susan Terenzio (Chief Compliance Officer) no longer on Schedule A of Cnl Strategic Capital Management, Llc (listed 2019-07-31, absent 2019-11-12)Nov 12, 2019 · Control person left · inference
- Scott Bradley Yochum (Chief Compliance Officer) appeared on Schedule A of Cnl Strategic Capital Management, LlcNov 12, 2019 · Control person joined · fact
- Cnl Strategic Capital Management, Llc filed its initial SEC registration (Form ADV)Feb 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 407-650-1000reportedpublic record, Form ADV, Aug 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026