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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

Pedro Ernesto Harth-Silva

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Miami, FL | Marco Island, FL

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Search this name across graphsid dfx:ria:889ff43a-394f-40dc-54f5-a413caa77367

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Mar 14, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 31, 1991
First registration: Mar 14, 1994
Dual registered: yes, broker-dealer
Other names: PEDRO ERNESTO HARTHSILVA|PEDRO ERNESTO HARTH|PEDRO ERNESTO HARTHSILVA
IAPD individual key: 1506798

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 31, 2026	n/a	yes	Marco Island, FL\|Miami, FL	Current employment
PROVENANCE WEALTH ADVISORS	Independent wealth	Aug 25, 2023	Mar 30, 2026	no	Marco Island, FL\|Miami, FL\|FORT LAUDERDALE, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 14, 2022	Aug 25, 2023	no	Miami, FL\|Miami, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 3, 2012	Mar 14, 2022	no	CORAL GABLES, FL\|CORAL GABLES, FL\|CORAL GABLES, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 2010	Dec 21, 2011	no	MIAMI, FL	Previous registration
UBS INTERNATIONAL INC.	n/a	Dec 10, 2007	Jan 1, 2010	no	MIAMI, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 14, 1994	Dec 13, 2007	no	MIAMI, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROVENANCE WEALTH ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 30, 2026	Mar 31, 2026	1	Firm change	RIA to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	PROVENANCE WEALTH ADVISORS	Aug 25, 2023	Aug 25, 2023	0	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 14, 2022	Mar 14, 2022	0	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Dec 21, 2011	Jan 3, 2012	13	Firm change	Wirehouse to ibd
UBS INTERNATIONAL INC.	UBS FINANCIAL SERVICES INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	UBS INTERNATIONAL INC.	Dec 13, 2007	Dec 10, 2007	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
126529:149018:FL:2026-03-30	Mar 30, 2026	Mar 31, 2026	FORT LAUDERDALE, FL	Firm change
149018:126529:FL:2023-08-25	Aug 25, 2023	Aug 25, 2023	MIAMI, FL	Firm change
705:149018:FL:2022-02-11	Mar 14, 2022	Mar 14, 2022	CORAL GABLES, FL	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 14, 2022 to Aug 25, 2023factForm ADV
→ PROVENANCE WEALTH ADVISORSRegistered adviserregistration: previous registration
Aug 25, 2023 to Mar 30, 2026factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Mar 14, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Dec 21, 2011factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Dec 10, 2007 to Jan 1, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 14, 1994 to Dec 13, 2007factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
Pedro Ernesto Harth-Silva left Provenance Wealth Advisors for Raymond James Financial Services Advisors, Inc (registered 2026-03-31)
Form ADVobserved 4 days ago
Occurred
Aug 25, 2023
Advisor changed firm
Pedro Ernesto Harth-Silva left Raymond James Financial Services Advisors, Inc for Provenance Wealth Advisors (registered 2023-08-25)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2022
Advisor changed firm
Pedro Ernesto Harth-Silva left Raymond James & Associates, Inc. for Raymond James Financial Services Advisors, Inc (registered 2022-03-14)
Form ADVobserved 4 days ago