DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Pedro Ernesto Harth-Silva
Feed of 09/14/2026
Also filed as Pedro Ernesto Harthsilva
At current firm
0 y
since Mar 31, 2026
In the industry
35 y
since Jul 31, 1991 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Mar 31, 2026 · Marco Island, Fl
- Provenance Wealth Advisors independent RIAAug 25, 2023 to Mar 30, 2026 · Marco Island, Fl
- Raymond James Financial Services Advisors, Inc BD affiliatedMar 14, 2022 to Aug 25, 2023 · Miami, Fl
- Raymond James & Associates, Inc. national BDJan 3, 2012 to Mar 14, 2022 · Coral Gables, Fl
- UBS Financial Services Inc. wirehouseJan 1, 2010 to Dec 21, 2011 · Miami, Fl
- UBS International Inc. unclassifiedDec 10, 2007 to Jan 1, 2010 · Miami, Fl
- Citigroup Global Markets Inc. BD affiliatedMar 14, 1994 to Dec 13, 2007 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Provenance Wealth Advisors to Raymond James Financial Services Advisors, Incleft Mar 30, 2026, registered Mar 31, 2026 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Raymond James Financial Services Advisors, Inc to Provenance Wealth Advisorsleft Aug 25, 2023, registered Aug 25, 2023 (0 days) · Other · moved with a team
- Raymond James & Associates, Inc. to Raymond James Financial Services Advisors, Incleft Mar 14, 2022, registered Mar 14, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- UBS Financial Services Inc. to Raymond James & Associates, Inc.left Dec 21, 2011, registered Jan 3, 2012 (13 days) · Wirehouse to affiliated broker-dealer or bank
- UBS International Inc. to UBS Financial Services Inc.left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to UBS International Inc.left Dec 13, 2007, registered Dec 10, 2007 (-3 days) · Other
Signals
- Pedro Ernesto Harth-Silva left Provenance Wealth Advisors for Raymond James Financial Services Advisors, Inc (registered 2026-03-31)Mar 30, 2026 · Advisor changed firm · fact
- Pedro Ernesto Harth-Silva left Raymond James Financial Services Advisors, Inc for Provenance Wealth Advisors (registered 2023-08-25)Aug 25, 2023 · Advisor changed firm · fact
- Pedro Ernesto Harth-Silva left Raymond James & Associates, Inc. for Raymond James Financial Services Advisors, Inc (registered 2022-03-14)Mar 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address