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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

PATRICK FRANCIS THUECKS

Advisor at MML INVESTORS SERVICES, LLC

PUNTA GORDA, FL | Naples, FL

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Search this name across graphsid dfx:ria:88a8bed1-0d1d-7d1b-2e2e-ea2bbe01c60a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 31, 1992
First registration: Jul 24, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2160351

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 18, 2021	n/a	yes	PUNTA GORDA, FL\|Naples, FL	Current employment
SPECTRUM STRATEGIES, L.L.C.	State registered	Apr 15, 2014	Jul 28, 2016	no	DALLAS, TX	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 30, 2010	Feb 27, 2013	no	NEW YORK, NY\|ESTERO, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 3, 2007	Apr 9, 2010	no	MIAMI, FL\|FORT MYERS, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 11, 2007	Oct 10, 2007	no	MINNEAPOLIS, MN\|FORT MYERS, FL	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jul 24, 2002	Dec 31, 2004	no	MINNETONKA, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPECTRUM STRATEGIES, L.L.C.	MML INVESTORS SERVICES, LLC	Jul 28, 2016	Nov 18, 2021	1,939	Firm change after gap	Other
PARK AVENUE SECURITIES LLC	SPECTRUM STRATEGIES, L.L.C.	Feb 27, 2013	Apr 15, 2014	412	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	PARK AVENUE SECURITIES LLC	Apr 9, 2010	Apr 30, 2010	21	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	EQUITABLE ADVISORS, LLC	Oct 10, 2007	Oct 3, 2007	-7	Firm change	Ibd to ibd
NEW ENGLAND SECURITIES CORPORATION	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 31, 2004	May 11, 2007	861	Firm change after gap	Other

Relationships

Registered with (6)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Nov 18, 2021 to presentfactForm ADV
→ SPECTRUM STRATEGIES, L.L.C.Registered adviserregistration: previous registration
Apr 15, 2014 to Jul 28, 2016factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Apr 30, 2010 to Feb 27, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 3, 2007 to Apr 9, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 11, 2007 to Oct 10, 2007factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 24, 2002 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.