DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Francis Thuecks
Feed of 09/14/2026
At current firm
4 y
since Nov 18, 2021
In the industry
33 y
since Dec 31, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Nov 18, 2021 · Punta Gorda, Fl
- Spectrum Strategies, L.L.C. state registeredApr 15, 2014 to Jul 28, 2016 · Dallas, Tx
- Park Avenue Securities LLC BD affiliatedApr 30, 2010 to Feb 27, 2013 · New York, Ny
- Equitable Advisors, LLC national BDOct 3, 2007 to Apr 9, 2010 · Miami, Fl
- Ameriprise Financial Services, LLC national BDMay 11, 2007 to Oct 10, 2007 · Minneapolis, Mn
- New England Securities Corporation formerJul 24, 2002 to Dec 31, 2004 · Minnetonka, Mn
Moves
a registration end followed by a registration begin elsewhere
- Spectrum Strategies, L.L.C. to MML Investors Services, LLCleft Jul 28, 2016, registered Nov 18, 2021 (1939 days) · Other
- Park Avenue Securities LLC to Spectrum Strategies, L.L.C.left Feb 27, 2013, registered Apr 15, 2014 (412 days) · Other
- Equitable Advisors, LLC to Park Avenue Securities LLCleft Apr 9, 2010, registered Apr 30, 2010 (21 days) · Other
- Ameriprise Financial Services, LLC to Equitable Advisors, LLCleft Oct 10, 2007, registered Oct 3, 2007 (-7 days) · Affiliated broker-dealer or bank to another
- New England Securities Corporation to Ameriprise Financial Services, LLCleft Dec 31, 2004, registered May 11, 2007 (861 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address