DFX Intelligence

D•••• C• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

D•••• C• W•••••

Advisor at V•••••• A•••••••• L••

CHICAGO, IL | St. Charles, IL

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Search this name across graphsid dfx:ria:88c02baf-f7d6-9670-793b-7fca4dcf076e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• L••	Independent wealth	Oct 31, 2025	n/a	yes	St. Charles, IL\|CHICAGO, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 18, 2020	Nov 6, 2025	no	ST. CHARLES, IL\|SAN DIEGO, CA\|ST. CHARLES, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	V•••••• A•••••••• L••	Nov 6, 2025	Oct 31, 2025	-6	Firm change	Ibd to RIA
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Dec 23, 2020	Dec 18, 2020

Relationships

Registered with (4)

→ V•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 31, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 18, 2020 to Nov 6, 2025factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 26, 2009 to Dec 23, 2020factForm ADV
→ W••••••••• F•••••••• G••••• I•••Registered adviser

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
D•••• C• W••••• left L•• F•••••••• L•• for V•••••• A•••••••• L•• (registered 2025-10-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88c02baf-f7d6-9670-793b-7fca4dcf076e
First observed: Oct 7, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.