DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David C Walker

Vestgen Advisors, LLCindependent RIAChicago, Il dual registrantIAPD 1986655

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Oct 31, 2025

In the industry

34 y

since Jan 3, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Managing Director, Wealth Advisorreportedvestgen.comfirm site, Sep 15, 2026
Professional profile: vestgen.com/dave-walkerreportedvestgen.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Vestgen Advisors, LLC independent RIA current
since Oct 31, 2025 · St. Charles, Il
LPL Financial LLC BD affiliated
Dec 18, 2020 to Nov 6, 2025 · St. Charles, Il
Securities America Advisors, Inc. former
Aug 26, 2009 to Dec 23, 2020 · St. Charles, Il
Waterstone Financial Group, Inc. unclassified
Oct 7, 2003 to Aug 21, 2009 · Itasca, Il

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Vestgen Advisors, LLC
left Nov 6, 2025, registered Oct 31, 2025 (-6 days) · Affiliated broker-dealer or bank to independent RIA
Securities America Advisors, Inc. to LPL Financial LLC
left Dec 23, 2020, registered Dec 18, 2020 (-5 days) · Affiliated broker-dealer or bank to another
Waterstone Financial Group, Inc. to Securities America Advisors, Inc.
left Aug 21, 2009, registered Aug 26, 2009 (5 days) · Other

Signals

David C Walker left Lpl Financial Llc for Vestgen Advisors, Llc (registered 2025-10-31)
Nov 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address