DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
SUWANEE, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Sep 8, 2026 | n/a | yes | SUWANEE, GA | Current employment |
| P•••• S••••••••• L•• | No RAUM reported | Jun 4, 2013 | Nov 12, 2024 | no | DULUTH, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• S••••••••• L•• | O•••• W•••••• I••• | Nov 12, 2024 | Sep 8, 2026 | 665 | Firm change after gap | Ibd to ibd |
| G•• S••••••••• I••• | P•••• S••••••••• L•• | May 31, 2013 | Jun 4, 2013 |
| G•• S••••••••• I••• | Bd affiliated wealth | Jul 19, 2011 | May 31, 2013 | no | PALM BEACH GARDENS, FL|WYTHEVILLE, VA|DULUTH, GA | Previous registration |
| I••••••••• F•••••••• A••••••• | Independent wealth | Feb 16, 2005 | Dec 31, 2011 | no | OAKBROOK, IL | Previous registration |
| P•• A•••• M••••••••• I•• | n/a | Jan 5, 2005 | Mar 9, 2005 | no | DULUTH, GA | Previous registration |
| P•• S••••••••• C••••••••• | n/a | Jan 3, 2004 | Dec 31, 2004 | no | DULUTH, GA | Previous registration |
| P•• A•••• M••••••••• I•• | n/a | Feb 21, 2003 | Dec 31, 2003 | no | DULUTH, GA | Previous registration |
| 4 |
| Firm change |
| Other |
| I••••••••• F•••••••• A••••••• | G•• S••••••••• I••• | Dec 31, 2011 | Jul 19, 2011 | -165 | Firm change after gap | Other |
| P•• A•••• M••••••••• I•• | I••••••••• F•••••••• A••••••• | Mar 9, 2005 | Feb 16, 2005 | -21 | Firm change | Other |
| P•• S••••••••• C••••••••• | P•• A•••• M••••••••• I•• | Dec 31, 2004 | Jan 5, 2005 | 5 | Firm change | Other |
| P•• A•••• M••••••••• I•• | P•• S••••••••• C••••••••• | Dec 31, 2003 | Jan 3, 2004 | 3 | Firm change | Other |