DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Warren Stephen Mcclellan

Osaic Wealth, Inc.BD affiliatedSuwanee, Gadual registrantIAPD 4443200

Feed of 09/14/2026

At current firm

0 y

since Sep 8, 2026

In the industry

26 y

since Jan 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Sep 8, 2026 · Suwanee, Ga
Pruco Securities, LLC no RAUM
Jun 4, 2013 to Nov 12, 2024 · Duluth, Ga
Gwn Securities Inc. BD affiliated
Jul 19, 2011 to May 31, 2013 · Palm Beach Gardens, Fl
Interactive Financial Advisors independent RIA
Feb 16, 2005 to Dec 31, 2011 · Oakbrook, Il
Pmg Asset Management Inc unclassified
Jan 5, 2005 to Mar 9, 2005 · Duluth, Ga
Pmg Securities Corporation unclassified
Jan 3, 2004 to Dec 31, 2004 · Duluth, Ga
Pmg Asset Management Inc unclassified
Feb 21, 2003 to Dec 31, 2003 · Duluth, Ga

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to Osaic Wealth, Inc.
left Nov 12, 2024, registered Sep 8, 2026 (665 days) · Affiliated broker-dealer or bank to another
Gwn Securities Inc. to Pruco Securities, LLC
left May 31, 2013, registered Jun 4, 2013 (4 days) · Other
Interactive Financial Advisors to Gwn Securities Inc.
left Dec 31, 2011, registered Jul 19, 2011 (-165 days) · Other
Pmg Asset Management Inc to Interactive Financial Advisors
left Mar 9, 2005, registered Feb 16, 2005 (-21 days) · Other
Pmg Securities Corporation to Pmg Asset Management Inc
left Dec 31, 2004, registered Jan 5, 2005 (5 days) · Other
Pmg Asset Management Inc to Pmg Securities Corporation
left Dec 31, 2003, registered Jan 3, 2004 (3 days) · Other

Signals

Warren Stephen Mcclellan left Pruco Securities, Llc for Osaic Wealth, Inc. (registered 2026-09-08)
Nov 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address