This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FOUNDATIONS INVESTMENT ADVISORS LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Exams

S66

First exam

Nov 10, 2021

First registration

Nov 11, 2021

Dual registered

no

Other names

Cole David Batchelor|Cole Batchelor

IAPD individual key

7260871

• Occurred

  May 28, 2026
  Advisor changed firm

  Cole David Batchelor left Voya Financial Advisors, Inc. for Alloy Investment Management (registered 2026-06-04)

  Form ADVobserved 6 days ago
• Occurred

  May 6, 2024
  Advisor changed firm

  Cole David Batchelor left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Voya Financial Advisors, Inc. (registered 2024-05-09)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:88cd6212-5c15-d66f-85ec-acc866468142

First observed

Nov 11, 2021

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.