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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

RONALD JEFFREY WINTERS

Advisor at MORGAN STANLEY

New York, NY

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Search this name across graphsid dfx:ria:88da7017-10f7-40d8-c34a-27bf9e2f8dd2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Sep 8, 1994
First registration: Oct 14, 2008
Dual registered: yes, broker-dealer
Other names: RONALD JEFFERY WINTERS|RONALD JEFFERY WINTERS|JEFFREY WINTERS|RONALD J WINTERS|JEFF WINTERS|RONALD JEFF J WINTERS
IAPD individual key: 2508362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Oct 9, 2021	n/a	yes	New York, NY	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 4, 2013	Nov 2, 2021	no	NEW YORK, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 13, 2010	Jan 11, 2013	no	JERSEY CITY, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 13, 2010	Jan 11, 2013	no	FORT WORTH, TX\|JERSEY CITY, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 14, 2008	Aug 5, 2010	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Nov 2, 2021	Oct 9, 2021	-24	Firm change	Wirehouse to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	UBS FINANCIAL SERVICES INC.	Jan 11, 2013	Jan 4, 2013	-7	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 11, 2013	Aug 13, 2010	-882	Channel change	Other
EQUITABLE ADVISORS, LLC	TD AMERITRADE, INC.	Aug 5, 2010	Aug 13, 2010	8	Firm change	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:NY:2021-11-02	Nov 2, 2021	Oct 9, 2021	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Oct 9, 2021 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 4, 2013 to Nov 2, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 13, 2010 to Jan 11, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 13, 2010 to Jan 11, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 14, 2008 to Aug 5, 2010factForm ADV

Dated events

No dated event names this entity yet.