DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R••••• J•••••• W••••••

M••••• S••••••wirehouseNew York, Nydual registrantIAPD 2508362

Feed of 09/14/2026

Also filed as R••••• Jeffery W••••••

At current firm

4 y

since Oct 9, 2021

In the industry

32 y

since Sep 8, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Oct 9, 2021 · New York, Ny
U•• F•••••••• S••••••• I••• wirehouse
Jan 4, 2013 to Nov 2, 2021 · New York, Ny
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 13, 2010 to Jan 11, 2013 · Jersey City, Nj
T• A••••••••• I••• former
Aug 13, 2010 to Jan 11, 2013 · Fort Worth, Tx
E•••••••• A•••••••• L•• national BD
Oct 14, 2008 to Aug 5, 2010 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to M••••• S••••••
left Nov 2, 2021, registered Oct 9, 2021 (-24 days) · Wirehouse to wirehouse · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to U•• F•••••••• S••••••• I•••
left Jan 11, 2013, registered Jan 4, 2013 (-7 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 11, 2013, registered Aug 13, 2010 (-882 days) · channel change inside one enterprise, not a move
E•••••••• A•••••••• L•• to T• A••••••••• I•••
left Aug 5, 2010, registered Aug 13, 2010 (8 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address