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RIA / WealthAdvisorCertified Financial Planner43 years in industry

DAVID RICKARD PENNIALL

Advisor at BEACON POINTE ADVISORS, LLC

NEWPORT BEACH, CA | Pasadena, CA

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Search this name across graphsid dfx:ria:88e7ef1d-de24-d671-773f-f95bd421c8d8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 1
Observed: Jan 8, 1999 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

David Rickard Penniall

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 19, 1993
First registration: Jan 8, 1999
Dual registered: no
Other names: DAVID R PENNIALL|DAVID PENNIALL|DAVE PENNIALL|DAVE R PENNIALL
IAPD individual key: 1088267

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Oct 25, 2024	n/a	yes	Pasadena, CA\|NEWPORT BEACH, CA	Current employment
BRIDGE ADVISORY LLC	Former SEC adviser	Nov 1, 2024	Dec 31, 2024	no	PASADENA, CA	Previous registration
ADDWEALTH ADVISORS, LLC	n/a	Apr 30, 2020	Oct 31, 2024	no	PASADENA, CA	Previous registration
AWM CAPITAL, LLC	Independent wealth	May 26, 2017	Aug 17, 2020	no	Pasadena, CA\|PHOENIX, AZ	Previous registration
BRIDGE ADVISORY LLC	Former SEC adviser	Oct 16, 2008	Oct 31, 2024	no	PASADENA, CA\|PASADENA, CA	Previous registration
PENSION ARCHITECTS ADVISORY GROUP, LLC	Former SEC adviser	Oct 15, 2007	Sep 5, 2013	no	PASADENA, CA\|PASADENA, CA	Previous registration
PENNIALL & ASSOCIATES, INC.	n/a	Jul 9, 2002	Nov 20, 2008	no	PASADNA, CA	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Jan 8, 1999	Aug 1, 2002	no	PASADENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRIDGE ADVISORY LLC	n/a	Dec 31, 2024	n/a	n/a	Departure no registered destination	Departure
BRIDGE ADVISORY LLC	AWM CAPITAL, LLC	Oct 31, 2024	May 26, 2017	-2,715	Firm change after gap	RIA to RIA
ADDWEALTH ADVISORS, LLC	BEACON POINTE ADVISORS, LLC	Oct 31, 2024	Oct 25, 2024	-6	Firm change	Other
AWM CAPITAL, LLC	ADDWEALTH ADVISORS, LLC	Aug 17, 2020	Apr 30, 2020	-109	Firm change after gap	Other
PENSION ARCHITECTS ADVISORY GROUP, LLC	BRIDGE ADVISORY LLC	Sep 5, 2013	Oct 16, 2008	-1,785	Firm change after gap	Other
PENNIALL & ASSOCIATES, INC.	PENSION ARCHITECTS ADVISORY GROUP, LLC	Nov 20, 2008	Oct 15, 2007	-402	Firm change after gap	Other
SUNAMERICA SECURITIES, INC.	PENNIALL & ASSOCIATES, INC.	Aug 1, 2002	Jul 9, 2002	-23	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
148282:287980:CA:2024-10-31	Oct 31, 2024	May 26, 2017	PASADENA, CA	Firm change after gap

Relationships

Registered with (7)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
Oct 25, 2024 to presentfactForm ADV
→ BRIDGE ADVISORY LLCRegistered adviserregistration: previous registration
Nov 1, 2024 to Dec 31, 2024factForm ADV
→ ADDWEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 30, 2020 to Oct 31, 2024factForm ADV
→ AWM CAPITAL, LLCRegistered adviserregistration: previous registration
May 26, 2017 to Aug 17, 2020factForm ADV
→ PENSION ARCHITECTS ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Oct 15, 2007 to Sep 5, 2013factForm ADV
→ PENNIALL & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 9, 2002 to Nov 20, 2008factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 8, 1999 to Aug 1, 2002factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor departed, no destination yet
David Rickard Penniall no longer registered at Bridge Advisory Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Oct 31, 2024
Advisor changed firm
David Rickard Penniall left Bridge Advisory Llc for Awm Capital, Llc (registered 2017-05-26)
Form ADVobserved 5 days ago
Occurred
Oct 31, 2024
Advisor changed firm
David Rickard Penniall left Addwealth Advisors, Llc for Beacon Pointe Advisors, Llc (registered 2024-10-25)
Form ADVobserved 5 days ago