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M••• S••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

M••• S••••• J••••••

Advisor at W•••••• W••••• M••••••••• L••

Kailua-Kona, HI | GOLDEN, CO

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Search this name across graphsid dfx:ria:88f1c10d-9604-fd8f-8b12-5398e9d1aea0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	Jun 22, 2016	n/a	yes	GOLDEN, CO\|Kailua-Kona, HI	Current employment
W•••••• W••••• M••••••••• L••	Former SEC adviser	Dec 17, 2014	Jun 22, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• W••••• M••••••••• L••	W•••••• W••••• M••••••••• L••	Jun 22, 2016	Jun 22, 2016	0	Bulk transfer	Other
P•••••••• S••••••••• I•••	W•••••• W••••• M••••••••• L••	Dec 15, 2014

Relationships

Registered with (3)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 22, 2016 to presentfactForm ADV
→ W•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 17, 2014 to Jun 22, 2016factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2005 to Dec 15, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88f1c10d-9604-fd8f-8b12-5398e9d1aea0
First observed: Mar 30, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.