DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Steven Johnson
Certified Financial Planner
Feed of 09/15/2026
At current firm
10 y
since Jun 22, 2016
In the industry
23 y
since Feb 19, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Western Wealth Management LLC independent RIA currentsince Jun 22, 2016 · Golden, Co
- Western Wealth Management LLC formerDec 17, 2014 to Jun 22, 2016 · Golden, Co
- Principal Securities, Inc. BD affiliatedMar 30, 2005 to Dec 15, 2014 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Western Wealth Management LLC to Western Wealth Management LLCleft Jun 22, 2016, registered Jun 22, 2016 (0 days) · corporate re-registration, not a move
- Principal Securities, Inc. to Western Wealth Management LLCleft Dec 15, 2014, registered Dec 17, 2014 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address