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R•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

R•••••••• C•••••• M••••••••• L••

CRD 283107

DALLAS, TX

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Search this name across graphsid dfx:ria:890edd79-c294-d0a0-5c18-b35e4380b282

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 4
On other graphs: 3
Observed: Mar 17, 2017 to Mar 31, 2026
42 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

R•••••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

R•••••••• C•••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.75 fund_share=0.06 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.4BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 75%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B••• B••••••••• T•••••••••	n/a	DALLAS, TX	9	32	2	no
R••• C•••• D•••••••	Chartered Financial Analyst	DALLAS, TX	9	19

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••• C••••• F••••••• F••• I•• • C••••• F•••••••• L••	Other Private Fund	$80.2M	Mar 31, 2026	28	Mar 27, 2023	reported	n/a
M••••• C•••••• F••• I• C••••• F•••••••• L••	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•• R••••• I••••••• L••	Member	C	yes	05/2024	Mar 31, 2026	Mar 31, 2026
J•••• D••••••• G•••••••	MANAGING PARTNER	Na	yes	06/2017	Mar 31, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.4B	$2.0B	22.0%	$1.4B	21.3%	11	10	0	0

Relationships

Registered with (6)

← B•••••• J•••••• A••••••••Advisorregistration: current employment
Jan 23, 2025 to presentfactForm ADV
← S••••• M•• E••••Advisorregistration: current employment
Sep 14, 2021 to presentfactForm ADV
← R••••• N••••••Advisorregistration: current employment
Jun 9, 2021 to presentfactForm ADV
← D•••••• G••••••• J•••

Dated events

Occurred
Oct 17, 2024
Control person joined
K•••••• T••••• Y•••• (Chief Compliance Officer) appeared on Schedule A of R•••••••• C•••••• M••••••••• L••
Form ADVobserved 6 days ago
Occurred
Mar 27, 2023
Regulatory AUM changed
R•••••••• C•••••• M••••••••• L•• reported RAUM $1.4B, up 29% from $1.0B (2022-08-16 to 2023-03-27)
Form ADVobserved 6 days ago
$309M
Occurred
Mar 29, 2019
Regulatory AUM changed
R•••••••• C•••••• M••••••••• L•• reported RAUM $799.2M, up 275% from $213.4M (2018-12-17 to 2019-03-29)
Form ADVobserved 6 days ago
$586M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:890edd79-c294-d0a0-5c18-b35e4380b282
First observed: Mar 17, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.