DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Requisite Capital Management LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 17, 2017 · 42 filings
SEC status approved since Jun 2, 2017
RAUM
$2.4B
reported, Item 5.F
Discretionary
48%
of RAUM
Private clients
75%
$1.8B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$404M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$2.4B as of Mar 31, 2026
Mar 28, 2018$213M then
HNW client RAUM$1.8B as of Mar 31, 2026
Mar 28, 2018$192M then
State-registered IARs (5.B.3)7 as of Mar 31, 2026
Mar 28, 20185 then
Employees (5.A)11 as of Mar 31, 2026
Mar 28, 20185 then
Private funds2 as of Mar 31, 2026
Mar 28, 20181 then
RAUM +22% over the last fiscal year+21% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $404MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.5MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 48%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $620M, 99 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.8B75%
- Charitable organizations$234M9.6%
- Corporations and businesses$191M7.9%
- Pooled investment vehicles$135M5.6%
- Insurance companies$44.1M1.8%
- Individuals$9.8M0.4%
- Individual clients
- 27reported
- HNW clients
- 191reported
- Pension plan clients
- n/areported
- Charitable clients
- 11reported
- Accounts
- 934reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $620M for 99 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.75 fund_share=0.06 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ryan Chase DilworthChartered Financial Analyst | Dallas, Tx | Jun 16, 2017 | 19 y | 4 |
| Bryn Basiardanes Talkington | Dallas, Tx | Jun 16, 2017 | 32 y | 2 |
| Douglas Geoffrey John | Dallas, Tx | Jun 30, 2017 | 29 y | 2 |
| Rachel Niemuth | Dallas, Tx | Jun 9, 2021 | 26 y | 2 |
| Samuel Max EllisCertified Financial Planner | Dallas, Tx | Sep 14, 2021 | 25 y | 0 |
| Brannon Jackson Albritton | Dallas, Tx | Jan 23, 2025 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Rachel Niemuth from Kestra Advisory Services, LLCJun 9, 2021 · Affiliated broker-dealer or bank to independent RIA
- Douglas Geoffrey John from UBS Financial Services Inc.Jun 30, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Bryn Basiardanes Talkington from UBS Asset Management (Americas) LLCJun 16, 2017 · Other
- Ryan Chase Dilworth from UBS Financial Services Inc.Jun 16, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Marble Credit Facility Fund III - Credit Facility, LLC | Other Private Fund | $80.2M | 28 | Mar 27, 2023 |
| Marble Capital Fund IV Credit Facility, LLC | $80.2M | 69 | Mar 31, 2026 | |
| Requisite Energy Fund I LPno longer reported | Private Equity Fund | $15.2M | 18 | Mar 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Geoffrey Douglas John · Managing Partnercontrolsince 06/2017 · owns less than 5%
- Basiardanes Bryn Talkington · Managing Partnercontrolsince 06/2018 · owns 10% to 25%
- Geoffrey Douglas John · General Partnercontrolsince 09/2024 · owns F of Catalina Capital, LP
- Geoffrey Douglas John · Trusteecontrolsince 09/2024 · owns F of John 2024 Irrevocable Trust F/B/O Doug John
- Kenneth Thomas Yates · Chief Compliance Officersince 09/2024 · owns less than 5%
Entity owners
- Cwc Ranger Investor LLC · Memberdirect · owns 25% to 50%
- Thackery Capital, LLC · Memberdirect · owns 25% to 50%
- Catalina Capital, LP · Limited Partnerindirect · owns 75% or more of Thackery Capital, LLC
- Cwc Fund Gp, LLC · General Partnerindirect · owns F of Cwc Fund, LP
- Cwc Fund, LP · Limited Partnerindirect · owns 75% or more of Cwc Ranger Investor LLC
- John 2024 Irrevocable Trust F/B/O Doug John · Ownerindirect · owns 25% to 50% of Thackery Capital, LLC
Related persons
Schedule D 7.A
- Rcm Gp, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 796 to 934Jun 24, 2025 to Mar 31, 2026
- Charity clients · 13 to 11Jun 24, 2025 to Mar 31, 2026
- HNW clients · 151 to 191Jun 24, 2025 to Mar 31, 2026
- Individual clients · 43 to 27Jun 24, 2025 to Mar 31, 2026
- Assets in custody · $431M to $620MJun 24, 2025 to Mar 31, 2026
- Employees · 10 to 11Jun 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $871M to $1.2BJun 24, 2025 to Mar 31, 2026
- HNW RAUM · $1.4B to $1.8BJun 24, 2025 to Mar 31, 2026
- Individual RAUM · $19.1M to $9.8MJun 24, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.1B to $1.3BJun 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $111M to $135MJun 24, 2025 to Mar 31, 2026
- RAUM · $2.0B to $2.4BJun 24, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0May 15, 2025 to Jun 24, 2025
- Accounts · 692 to 796Nov 26, 2024 to Apr 28, 2025
- Advisory employees · 6 to 7Nov 26, 2024 to Apr 28, 2025
- Charity clients · 12 to 13Nov 26, 2024 to Apr 28, 2025
- HNW clients · 125 to 151Nov 26, 2024 to Apr 28, 2025
- Individual clients · 51 to 43Nov 26, 2024 to Apr 28, 2025
- Pooled vehicle clients · 1 to 2Nov 26, 2024 to Apr 28, 2025
- Assets in custody · $506M to $431MNov 26, 2024 to Apr 28, 2025
- Employees · 8 to 10Nov 26, 2024 to Apr 28, 2025
- State-registered IARs · 6 to 7Nov 26, 2024 to Apr 28, 2025
- Private funds · 1 to 2Nov 26, 2024 to Apr 28, 2025
- Discretionary RAUM · $783M to $871MNov 26, 2024 to Apr 28, 2025
- HNW RAUM · $1.2B to $1.4BNov 26, 2024 to Apr 28, 2025
- Individual RAUM · $17.4M to $19.1MNov 26, 2024 to Apr 28, 2025
- Non-discretionary RAUM · $875M to $1.1BNov 26, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $81.8M to $111MNov 26, 2024 to Apr 28, 2025
- RAUM · $1.7B to $2.0BNov 26, 2024 to Apr 28, 2025
- Accounts · 568 to 692Nov 15, 2023 to Mar 27, 2024
- Charity clients · 8 to 12Nov 15, 2023 to Mar 27, 2024
- HNW clients · 80 to 125Nov 15, 2023 to Mar 27, 2024
- Individual clients · 5 to 51Nov 15, 2023 to Mar 27, 2024
- Pooled vehicle clients · unset to 1.0Nov 15, 2023 to Mar 27, 2024
- Assets in custody · $457M to $506MNov 15, 2023 to Mar 27, 2024
- Employees · 7 to 8Nov 15, 2023 to Mar 27, 2024
- Discretionary RAUM · $702M to $783MNov 15, 2023 to Mar 27, 2024
- HNW RAUM · $1.1B to $1.2BNov 15, 2023 to Mar 27, 2024
- Individual RAUM · $1.7M to $17.4MNov 15, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $656M to $875MNov 15, 2023 to Mar 27, 2024
Signals
4 dated events
- Kenneth Thomas Yates (Chief Compliance Officer) appeared on Schedule A of Requisite Capital Management LlcOct 17, 2024 · Control person joined · fact
- Requisite Capital Management Llc reported RAUM $1.4B, up 29% from $1.0B (2022-08-16 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Requisite Capital Management Llc reported RAUM $799.2M, up 275% from $213.4M (2018-12-17 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Spring Advisors, Llc filed its initial SEC registration (Form ADV)Mar 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Requisite Capital Management LLC · Independent Sponsorsshared crd · capital_provider
- Requisite Capital Management LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@requisitecm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 469-373-3399reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/requisite-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- REQUISITECM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (469) 373-3399reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $404Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026