DFX Intelligence

D•••••• G••••••• J•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

D•••••• G••••••• J•••

Advisor at R•••••••• C•••••• M••••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:ea73dd51-2bfc-16a6-5c94-8c211f622861

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jan 13, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••••• G••••••• J•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• C•••••• M••••••••• L••	Independent wealth	Jun 30, 2017	n/a	yes	DALLAS, TX	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 8, 2002	Jun 23, 2017	no	DALLAS, TX\|DALLAS, TX\|WEEHAWKEN, NJ\|DALLAS, TX\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	R•••••••• C•••••• M••••••••• L••	Jun 23, 2017	Jun 30, 2017	7	Firm change	Wirehouse to new firm
D••••••• B••• S••••••••• I•••	U•• F•••••••• S••••••• I•••	Nov 26, 2002	Nov 8, 2002

Relationships

Registered with (3)

→ R•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 30, 2017 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 8, 2002 to Jun 23, 2017factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2001 to Nov 26, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea73dd51-2bfc-16a6-5c94-8c211f622861
First observed: Jan 13, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.