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RIA / WealthAdvisor11 years in industry

John Marvin Harper

Advisor at NORTHCOAST ASSET MANAGEMENT LLC

Dallas, TX

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Search this name across graphsid dfx:ria:89524e28-d496-c4ef-a163-b04bda97d09c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHCOAST ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 14, 2015
First registration: Mar 22, 2017
Dual registered: no
Other names: JOHN MARVIN HARPER|John Harper
IAPD individual key: 6539178

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Jan 6, 2025	n/a	yes	Dallas, TX	Current employment
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Jun 3, 2024	Dec 31, 2024	no	Dallas, TX	Previous registration
CONNECTUS WEALTH	Former SEC adviser	May 7, 2024	Jul 25, 2024	no	Dallas, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 7, 2021	May 13, 2024	no	Westlake, TX\|Phoenix, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 10, 2018	Aug 4, 2021	no	BOZEMAN, MT	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Oct 22, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 22, 2017	Jul 13, 2018	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONNECTUS WEALTH	NORTHCOAST ASSET MANAGEMENT LLC	Jul 25, 2024	Jun 3, 2024	-52	Bulk transfer	RIA to RIA
CHARLES SCHWAB & CO., INC.	CONNECTUS WEALTH	May 13, 2024	May 7, 2024	-6	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHARLES SCHWAB & CO., INC.	Aug 4, 2021	Sep 7, 2021	34	Firm change	Wirehouse to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 22, 2018	Oct 10, 2018	-12	Firm change	Ibd to wirehouse
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:7691:MA:2018-10-12	Oct 22, 2018	Oct 10, 2018	BOSTON, MA	Firm change

Relationships

Registered with (6)

→ NORTHCOAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 3, 2024 to Dec 31, 2024factForm ADV
→ CONNECTUS WEALTHRegistered adviserregistration: previous registration
May 7, 2024 to Jul 25, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 7, 2021 to May 13, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 10, 2018 to Aug 4, 2021factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Oct 22, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 22, 2017 to Jul 13, 2018factForm ADV

Dated events

Occurred
May 13, 2024
Advisor changed firm
John Marvin Harper left Charles Schwab & Co., Inc. for Connectus Wealth (registered 2024-05-07)
Form ADVobserved 5 days ago