DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at F•••• H•••••••• C••••••••• I•••
PARKERSBURG, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• H•••••••• C••••••••• I••• | Bd affiliated wealth | Dec 1, 2009 | n/a | yes | PARKERSBURG, WV | Current employment |
| V•••••• A•••••••• I••• | Bd affiliated wealth | Jan 25, 2007 | Nov 20, 2009 | no | PARKERSBURG, WV|PARKERSBURG, WV |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••••• A•••••••• I••• | F•••• H•••••••• C••••••••• I••• | Nov 20, 2009 | Dec 1, 2009 | 11 | Firm change | Other |
| N•• E•••••• S••••••••• C••••••••• | V•••••• A•••••••• I••• | Jan 24, 2007 | Jan 25, 2007 |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Mar 9, 2005 | Jan 24, 2007 | no | PARKERSBURG, WV|PARKERSBURG, WV | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | May 9, 2003 | Jan 15, 2004 | no | PARKERSBURG, WV | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Feb 20, 2002 | Nov 18, 2002 | no | VIENNA, WV | Previous registration |
| 1 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | N•• E•••••• S••••••••• C••••••••• | Jan 15, 2004 | Mar 9, 2005 | 419 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•••••• J•••• F•••••••• S•••••••• I••• | Nov 18, 2002 | May 9, 2003 | 172 | Firm change | Other |