DFX Intelligence

J••• S••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

J••• S••••• K••••••

Advisor at C••••• I••••••••• A••••••• L••

FORT SMITH, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	n/a	yes	FORT SMITH, AR	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Jan 17, 2020	Sep 5, 2025	no	FORT SMITH, AR\|Fort Smith, AR\|Bella Vista, AR\|Fayetteville, AR\|Bentonville, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
C• W••••• M••••••••• L••	A•••••• A••••••• S•••••••	Jan 21, 2020	Jan 17, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
118304:134922:OK:2017-06-13	Jun 27, 2017	Jul 20, 2017	OKLAHOMA CITY, OK	Firm change

Relationships

Registered with (7)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 17, 2020 to Sep 5, 2025factForm ADV
→ C• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 20, 2017 to Jan 21, 2020factForm ADV
→ W••••••• S••••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 18, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.