DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Samuel Karrant
Feed of 09/14/2026
Also filed as John Sam Karrant
At current firm
1 y
since Sep 5, 2025
In the industry
38 y
since Oct 6, 1987 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 5, 2025 · Fort Smith, Ar
- Avantax Advisory Services formerJan 17, 2020 to Sep 5, 2025 · Fort Smith, Ar
- Cl Wealth Management LLC independent RIAJul 20, 2017 to Jan 21, 2020 · Fort Smith, Ar
- Wilbanks Securities Advisory formerMar 10, 2016 to Jun 27, 2017 · Pocola, Ok
- Raymond James & Associates, Inc. national BDFeb 13, 2013 to Feb 5, 2016 · Ft. Smith, Ar
- Morgan Keegan & Company, LLC formerJun 9, 2006 to Feb 13, 2013 · Ft. Smith, Ar
- Morgan Stanley Dw Inc. unclassifiedMay 18, 2001 to Jun 14, 2006 · Fort Smith, Ar
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Cetera Investment Advisers LLCleft Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- Cl Wealth Management LLC to Avantax Advisory Servicesleft Jan 21, 2020, registered Jan 17, 2020 (-4 days) · Affiliated broker-dealer or bank to another
- Wilbanks Securities Advisory to Cl Wealth Management LLCleft Jun 27, 2017, registered Jul 20, 2017 (23 days) · Other · moved with a team
- Raymond James & Associates, Inc. to Wilbanks Securities Advisoryleft Feb 5, 2016, registered Mar 10, 2016 (34 days) · Other
- Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Keegan & Company, LLCleft Jun 14, 2006, registered Jun 9, 2006 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address