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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

EATON FINANCIAL GROUP

EATON FINANCIAL HOLDINGS COMPANY, LLC, CRD 316323

CORAL SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:897e13a1-4033-5abd-0cef-b8e0c26faa74

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 17
On other graphs: 0
Observed: Aug 12, 2021 to Mar 23, 2026
34 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

2 advisors left Eaton Financial Group (Boca Raton, FL) for Parallel Advisors, LLC on the same day

Dated 2026-08-11 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

PARALLEL ADVISORS, LLC · destination firm

Advisor Recruiting IntelligenceAug 11, 2026 · seen 6 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $382MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $382M
Private client RAUM: $315MderivedItem 5.D individuals plus high net worth individuals
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 911
Individual clients: 275
High net worth clients: 72
Custody, client assets: $140M
SEC number: 801-122301
CRD: 316323
Filings on the tape: 34
First filed: Aug 12, 2021
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, FL

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Eaton, Douglas, Jay	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	03/1996	Aug 12, 2021	Aug 15, 2024
Goldberg, Sharon	CHIEF OPERATING OFFICER	Na	no	12/2022	Mar 20, 2024	Aug 15, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$382M	$382M	4	1	0	n/a	n/a
2024	Apr 2, 2025	$389M	$389M	4	1	0	n/a	n/a
2023	Mar 20, 2024	$433M	$433M	12	9	2	n/a	n/a
2022	Feb 6, 2023	$322M	$319M	10	7	1	n/a	n/a
2021	Jan 13, 2022	$134M	$134M	3	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	2	0	1	10

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$382M	$389M	-1.8%	$322M	5.8%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PARALLEL ADVISORS, LLC	2	Aug 11, 2026	Jul 2, 2026	CORAL SPRINGS, FL	Team lift out	RIA to RIA	100.0%
PALM WEALTH PARTNERS	5	Jun 28, 2024	Jan 1, 2025	BOCA RATON, FL	Firm absorbed	RIA to RIA	55.6%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EQUITABLE ADVISORS, LLC	5	Nov 2, 2022	Nov 21, 2022	BOCA RATON, FL	Team lift out	Ibd to RIA	0.2%

Relationships

Registered with (10)

← JACALYN KAY FERREIRAAdvisorregistration: previous registration
Jan 3, 2023 to Aug 11, 2026factForm ADV
← Douglas Jay EatonAdvisorregistration: previous registration
Nov 29, 2021 to Aug 11, 2026factForm ADV
← MARIO JOSEPH BASILONEAdvisorregistration: previous registration
Nov 2, 2022 to Aug 7, 2024factForm ADV
← Domenick Anthony ManciniAdvisorregistration: previous registration
Nov 3, 2022 to Jul 19, 2024factForm ADV
← DANIELLE BASILONEAdvisorregistration: previous registration
Nov 2, 2022 to Jun 28, 2024factForm ADV
← LEONARD JAMES TOMSONAdvisorregistration: previous registration
Nov 2, 2022 to Jun 28, 2024factForm ADV
← JARON THOMAS OSWALTAdvisorregistration: previous registration
Dec 25, 2023 to Jun 28, 2024factForm ADV
← Adam Paul MentzerAdvisorregistration: previous registration
Feb 18, 2023 to Jun 28, 2024factForm ADV
← Tyler James BocciaAdvisorregistration: previous registration
Nov 21, 2022 to Jun 28, 2024factForm ADV
← LOGAN RICHARD HARRISAdvisorregistration: previous registration
Apr 13, 2023 to Nov 28, 2023factForm ADV

Moved with (3)

→ PARALLEL ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Aug 11, 2026 to Jul 2, 2026factForm ADV
→ PALM WEALTH PARTNERSRegistered adviser5 advisors, firm absorbed, same day
Jun 28, 2024 to Jan 1, 2025factForm ADV
← EQUITABLE ADVISORS, LLCRegistered adviser5 advisors, team lift out
Nov 2, 2022 to Nov 21, 2022factForm ADV

Controls (1)

← Eaton, Douglas, JayOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Aug 12, 2021 to Aug 15, 2024factForm ADV

Owns (1)

← Goldberg, SharonOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 20, 2024 to Aug 15, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 11, 2026
Team lift-out
2 advisors left Eaton Financial Group (Boca Raton, FL) for Parallel Advisors, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Aug 11, 2026
Advisor changed firm
Douglas Jay Eaton left Eaton Financial Group for Parallel Advisors, Llc (registered 2026-07-01)
Form ADVobserved 6 days ago
Occurred
Aug 11, 2026
Advisor changed firm
Jacalyn Kay Ferreira left Eaton Financial Group for Parallel Advisors, Llc (registered 2026-07-02)
Form ADVobserved 6 days ago
Occurred
Aug 7, 2024
Advisor changed firm
Mario Joseph Basilone left Eaton Financial Group for Palm Wealth Partners (registered 2024-07-05)
Form ADVobserved 6 days ago
Occurred
Jul 19, 2024
Advisor changed firm
Domenick Anthony Mancini left Eaton Financial Group for Palm Wealth Partners (registered 2024-06-24)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2024
Firm absorbed
Eaton Financial Group's advisors moved to Palm Wealth Partners (Boca Raton, FL): 5 of 9 registered, on the same day
Form ADVobserved 6 days ago
5 advisors
Occurred
Jun 28, 2024
Advisor changed firm
Danielle Basilone left Eaton Financial Group for Palm Wealth Partners (registered 2025-01-01)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2024
Advisor changed firm
Adam Paul Mentzer left Eaton Financial Group for Palm Wealth Partners (registered 2024-06-24)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2024
Advisor changed firm
Jaron Thomas Oswalt left Eaton Financial Group for Palm Wealth Partners (registered 2024-06-24)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2024
Advisor changed firm
Leonard James Tomson left Eaton Financial Group for Palm Wealth Partners (registered 2024-03-19)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2024
Advisor changed firm
Tyler James Boccia left Eaton Financial Group for Palm Wealth Partners (registered 2024-06-24)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2024
Regulatory AUM changed
Eaton Financial Group reported RAUM $432.8M, up 34% from $322.4M (2024-03-12 to 2024-03-20)
Form ADVobserved 6 days ago
$110M
Occurred
Nov 28, 2023
Advisor changed firm
Logan Richard Harris left Eaton Financial Group for Verity Asset Management (registered 2023-12-19)
Form ADVobserved 6 days ago
Occurred
Feb 6, 2023
Regulatory AUM changed
Eaton Financial Group reported RAUM $322.4M, up 141% from $133.5M (2023-02-02 to 2023-02-06)
Form ADVobserved 6 days ago
$189M
Occurred
Nov 2, 2022
Team lift-out
5 advisors left Equitable Advisors, LLC (Boca Raton, FL) for Eaton Financial Group within 5 days
Form ADVobserved 6 days ago
5 advisors
Occurred
Aug 12, 2021
First Form ADV filing
Eaton Financial Group filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 1, 2026
Eaton Financial Group no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $382.2M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:897e13a1-4033-5abd-0cef-b8e0c26faa74
First observed: Aug 12, 2021
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EATON FINANCIAL GROUP

EATON FINANCIAL HOLDINGS COMPANY, LLC, CRD 316323

CORAL SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:897e13a1-4033-5abd-0cef-b8e0c26faa74

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Eaton, Douglas, Jay

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

03/1996

Aug 12, 2021

Aug 15, 2024

Goldberg, Sharon

CHIEF OPERATING OFFICER

12/2022

Mar 20, 2024

Aug 15, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$382M

n/a

2024

Apr 2, 2025

$389M

n/a

2023

Mar 20, 2024

$433M

n/a

2022

Feb 6, 2023

$322M

$319M

n/a

2021

Jan 13, 2022

$134M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$382M

$389M

-1.8%

$322M

5.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PARALLEL ADVISORS, LLC

Aug 11, 2026

Jul 2, 2026

CORAL SPRINGS, FL

Team lift out

RIA to RIA

100.0%

PALM WEALTH PARTNERS

Jun 28, 2024

Jan 1, 2025

BOCA RATON, FL

Firm absorbed

RIA to RIA

55.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EQUITABLE ADVISORS, LLC

Nov 2, 2022

Nov 21, 2022

BOCA RATON, FL

Team lift out

Ibd to RIA

0.2%