DFX Intelligence

L•••• R•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

L•••• R•••••• H•••••

Advisor at S••••••••• W•••••

Lewis Center, OH | SUMMIT, NJ

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Search this name across graphsid dfx:ria:92cef45e-81e0-002a-f4a3-3c41970eb16c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 13, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Aug 6, 2026	n/a	yes	SUMMIT, NJ\|Lewis Center, OH	Current employment
V••••• A•••• M•••••••••	Independent wealth	Dec 19, 2023	Jul 20, 2026	no	DURHAM, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• A•••• M•••••••••	S••••••••• W•••••	Jul 20, 2026	Aug 6, 2026	17	Firm change	RIA to RIA
E•••• F•••••••• G••••	V••••• A•••• M•••••••••	Nov 28, 2023	Dec 19, 2023

Relationships

Registered with (3)

→ S••••••••• W•••••Registered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ V••••• A•••• M•••••••••Registered adviserregistration: previous registration
Dec 19, 2023 to Jul 20, 2026factForm ADV
→ E•••• F•••••••• G••••Registered adviserregistration: previous registration
Apr 13, 2023 to Nov 28, 2023factForm ADV

Dated events

Occurred
Jul 20, 2026
Advisor changed firm
L•••• R•••••• H••••• left V••••• A•••• M••••••••• for S••••••••• W••••• (registered 2026-08-06)
Form ADVobserved 7 days ago
Occurred
Nov 28, 2023
Advisor changed firm
L•••• R•••••• H••••• left E•••• F•••••••• G•••• for V••••• A•••• M••••••••• (registered 2023-12-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92cef45e-81e0-002a-f4a3-3c41970eb16c
First observed: Apr 13, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.