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RIA / WealthAdvisor29 years in industry

Douglas Jay Eaton

Advisor at PARALLEL ADVISORS, LLC

SAN FRANCISCO, CA | CORAL SPRINGS, FL

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Search this name across graphsid dfx:ria:b2155c20-fe9d-0f28-4eec-8adbf3afb758

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARALLEL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 11, 1997
First registration: Aug 1, 2002
Dual registered: no
Other names: Doug Eaton
IAPD individual key: 2780814

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARALLEL ADVISORS, LLC	Independent wealth	Jul 1, 2026	n/a	yes	CORAL SPRINGS, FL\|SAN FRANCISCO, CA	Current employment
EATON FINANCIAL GROUP	Former SEC adviser	Nov 29, 2021	Aug 11, 2026	no	CORAL SPRINGS, FL	Previous registration
SCHORN WEALTH	Independent wealth	Sep 24, 2019	Dec 16, 2021	no	ENGLEWOOD, FL	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Nov 26, 2012	Sep 30, 2019	no	CORAL SPRINGS, FL\|CORAL SPRINGS, FL	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	May 5, 2004	Nov 27, 2012	no	NEW YORK, NY\|PARKLAND, FL\|NEW YORK, NY\|CORAL SPRINGS, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 1, 2002	Apr 28, 2004	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EATON FINANCIAL GROUP	PARALLEL ADVISORS, LLC	Aug 11, 2026	Jul 1, 2026	-41	Firm change after gap	RIA to RIA
SCHORN WEALTH	EATON FINANCIAL GROUP	Dec 16, 2021	Nov 29, 2021	-17	Firm change	RIA to new firm
FIRST ALLIED ADVISORY SERVICES, INC.	SCHORN WEALTH	Sep 30, 2019	Sep 24, 2019	-6	Firm change	Ibd to new firm
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	FIRST ALLIED ADVISORY SERVICES, INC.	Nov 27, 2012	Nov 26, 2012	-1	Firm change	Other
EQUITABLE ADVISORS, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Apr 28, 2004	May 5, 2004	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
316323:140800:FL:2026-08-11	Aug 11, 2026	Jul 1, 2026	CORAL SPRINGS, FL	Firm change after gap

Relationships

Registered with (6)

→ PARALLEL ADVISORS, LLCRegistered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ EATON FINANCIAL GROUPRegistered adviserregistration: previous registration
Nov 29, 2021 to Aug 11, 2026factForm ADV
→ SCHORN WEALTHRegistered adviserregistration: previous registration
Sep 24, 2019 to Dec 16, 2021factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 26, 2012 to Sep 30, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
May 5, 2004 to Nov 27, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 1, 2002 to Apr 28, 2004factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
Douglas Jay Eaton left Eaton Financial Group for Parallel Advisors, Llc (registered 2026-07-01)
Form ADVobserved 4 days ago