DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• D••••• S•••••••

L•••••••• F•••••••• S•••••••• L••state registeredMartinez, GaIA-onlyIAPD 6390731

Feed of 09/14/2026

At current firm

1 y

since Apr 7, 2025

In the industry

11 y

since Nov 17, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•••••••• F•••••••• S•••••••• L•• state registered current
since Apr 7, 2025 · Martinez, Ga
H••••••••• F•••••••• S•••••••• I••• former
Oct 16, 2020 to Dec 31, 2023 · Augusta, Ga
W••••••• F•••••••• S•••••••• I••• former
Jan 3, 2020 to Aug 24, 2020 · Appling, Ga
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Nov 15, 2019 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Jan 16, 2015 to Dec 15, 2015 · El Paso, Tx

Moves

a registration end followed by a registration begin elsewhere

H••••••••• F•••••••• S•••••••• I••• to L•••••••• F•••••••• S•••••••• L••
left Dec 31, 2023, registered Apr 7, 2025 (463 days) · RIA to a state-registered adviser · moved with a team
W••••••• F•••••••• S•••••••• I••• to H••••••••• F•••••••• S•••••••• I•••
left Aug 24, 2020, registered Oct 16, 2020 (53 days) · Affiliated broker-dealer or bank to independent RIA
F•••• C•••••• A••••••• S••••••• to W••••••• F•••••••• S•••••••• I•••
left Nov 15, 2019, registered Jan 3, 2020 (49 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

J••••• D••••• S••••••• left H••••••••• F•••••••• S•••••••• I••• for L•••••••• F•••••••• S•••••••• L•• (registered 2025-04-07)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address