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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
SILVERDALE, WA | PLYMOUTH, MN | HENDERSON, NV | SALEM, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Feb 3, 2025 | n/a | yes | HENDERSON, NV|PLYMOUTH, MN|SALEM, OR|SILVERDALE, WA | Current employment |
| CAPSTONE WEALTH ADVISORS, LLC | Independent wealth | Mar 10, 2017 | Feb 11, 2025 | no | SALEM, OR|Las Vegas, NV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 28, 2012 | Mar 14, 2017 | no | SALEM, OR | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 22, 2004 | Oct 2, 2012 | no | SALEM, OR|SALEM, OR | Previous registration |
| WADDELL & REED | Former SEC adviser | Jul 25, 2002 | Apr 22, 2004 | no | SALEM, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPSTONE WEALTH ADVISORS, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Feb 11, 2025 | Feb 3, 2025 | -8 | Firm change | RIA to ibd |
| WELLS FARGO ADVISORS | CAPSTONE WEALTH ADVISORS, LLC | Mar 14, 2017 | Mar 10, 2017 | -4 | Firm change | Wirehouse to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Oct 2, 2012 | Sep 28, 2012 | -4 | Firm change | Wirehouse to wirehouse |
| WADDELL & REED | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 22, 2004 | Apr 22, 2004 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:287670:OR:2017-03-14 | Mar 14, 2017 | Mar 10, 2017 | SALEM, OR | Firm change |