DFX Intelligence
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Reading the graph
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Advisor at F••••••
Round Rock, TX | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• | Independent wealth | Aug 8, 2025 | n/a | yes | Round Rock, TX|SAN FRANCISCO, CA | Current employment |
| A••••• P•••••• W•••••• L•• | Former SEC adviser | Jul 18, 2019 | Aug 4, 2025 | no | A•••••, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• P•••••• W•••••• L•• | F•••••• | Aug 4, 2025 | Aug 8, 2025 | 4 | Firm change | RIA to RIA |
| A••••••••• F•••••••• S•••••••• L•• | A••••• P•••••• W•••••• L•• | Jul 23, 2019 | Jul 18, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:304344:TX:2019-07-18 | Jul 23, 2019 | Jul 18, 2019 | A•••••, TX | Firm change |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Dec 20, 2016 | Jul 23, 2019 | no | Corpus Christi, TX|Austin, TX | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Dec 10, 2014 | Jun 17, 2016 | no | WESTLAKE, TX | Previous registration |
| -5 |
| Firm change |
| Ibd to new firm |
| S•••••••• A••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Jun 17, 2016 | Dec 20, 2016 | 186 | Firm change | Ibd to ibd |