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Advisor at UNITED BROKERAGE SERVICES INC
Hiram, GA | Washington, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED BROKERAGE SERVICES INC | Bd affiliated wealth | Oct 17, 2025 | n/a | yes | Washington, DC|Hiram, GA | Current employment |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Oct 25, 2024 | Oct 16, 2025 | no | Atlanta, GA|Smyrna, GA|MINNEAPOLIS, MN | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Oct 17, 2024 | Oct 18, 2024 | no | MINNEAPOLIS, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 3, 2021 | Jul 18, 2023 | no | ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 4, 2017 | Feb 2, 2021 | no | CHANDLER, AZ|WOODLAND HILLS, CA|HOLLYWOOD, CA|PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | UNITED BROKERAGE SERVICES INC | Oct 16, 2025 | Oct 17, 2025 | 1 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | THRIVENT INVESTMENT MANAGEMENT INC. | Jul 18, 2023 | Oct 17, 2024 | 457 | Firm change after gap | Wirehouse to ibd |