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Advisor at OSAIC ADVISORY SERVICES, LLC
828 8TH AVE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | 828 8TH AVE, ID | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Nov 6, 2020 | Nov 8, 2024 | no | LEWISTON, ID | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Mar 16, 2016 | Nov 6, 2020 | no | LEWISTON, ID|SEATTLE, WA | Previous registration |
| WADDELL & REED | Former SEC adviser | Aug 21, 2013 | Feb 5, 2016 | no | LEWISTON, ID|KENNEWICK, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC ADVISORY SERVICES, LLC | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| KMS FINANCIAL SERVICES, INC | ARBOR POINT ADVISORS | Nov 6, 2020 | Nov 6, 2020 | 0 | Channel change | Ibd to ibd |
| WADDELL & REED | KMS FINANCIAL SERVICES, INC | Feb 5, 2016 | Mar 16, 2016 | 40 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3866:165127:WA:2020-11-06 | Nov 6, 2020 | Nov 6, 2020 | SEATTLE, WA | Firm change |