RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• G•••••
- H••••••• O•• W••••• A••••••• independent RIA currentsince Nov 11, 2024 · Santa Rosa Beach, Fl
- S••••• M••••••••• independent RIAApr 5, 2019 to May 1, 2023 · Rogers, Ar
- A••••• W••••• M••••••••• independent RIAOct 20, 2003 to Apr 24, 2019 · Bentonville, Ar
- S••••• M••••••••• to H••••••• O•• W••••• A•••••••left May 1, 2023, registered Nov 11, 2024 (560 days) · RIA to RIA · moved with a team
- A••••• W••••• M••••••••• to S••••• M•••••••••left Apr 24, 2019, registered Apr 5, 2019 (-19 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•••• G••••• left S••••• M••••••••• for H••••••• O•• W••••• A••••••• (registered 2024-11-11)May 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address