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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Brent A Niswander

Advisor at CREDIT UNION INVESTMENT SERVICES

Raleigh, NC

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Search this name across graphsid dfx:ria:89d41418-cb15-bc92-4cde-d8450b52b02a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CREDIT UNION INVESTMENT SERVICES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 22, 2007
First registration: Mar 10, 2008
Dual registered: yes, broker-dealer
Other names: Brent Niswander|BRENT ALAN NISWANDER
IAPD individual key: 5372846

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CREDIT UNION INVESTMENT SERVICES	State registered	Jun 1, 2023	n/a	yes	Raleigh, NC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 16, 2022	May 30, 2023	no	RALEIGH, NC\|RIVERSIDE, RI\|RALEIGH, NC	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 8, 2020	Dec 11, 2021	no	Charlotte, NC\|Durham, NC\|Garner, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 12, 2014	Oct 29, 2020	no	RALEIGH, NC\|DUNN, NC\|BURLINGTON, NC\|DUNN, NC\|THOMASVILLE, NC\|CLEMMONS, NC\|WINSTON-SALEM, NC\|GREENSBORO, NC\|STONEVILLE, NC\|COLLINSVILLE, VA\|ROCKY MT, VA\|GIBSONVILLE, NC\|MARTINSVILLE, VA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 17, 2012	Mar 21, 2014	no	CHARLOTTE, NC	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Oct 24, 2011	Oct 18, 2012	no	RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|CARY, NC	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 24, 2010	no	RALEIGH, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 10, 2008	Jun 1, 2009	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CREDIT UNION INVESTMENT SERVICES	May 30, 2023	Jun 1, 2023	2	Firm change	Wirehouse to state RIA
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 11, 2021	May 16, 2022	156	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	Oct 29, 2020	Dec 8, 2020	40	Firm change	Ibd to wirehouse
PNC WEALTH MANAGEMENT	LPL FINANCIAL LLC	Mar 21, 2014	Nov 12, 2014	236	Firm change	Other
FIFTH THIRD SECURITIES, INC.	PNC WEALTH MANAGEMENT	Oct 18, 2012	Dec 17, 2012	60	Firm change	Other
MORGAN STANLEY	FIFTH THIRD SECURITIES, INC.	May 24, 2010	Oct 24, 2011	518	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (8)

→ CREDIT UNION INVESTMENT SERVICESRegistered adviserregistration: current employment
Jun 1, 2023 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 16, 2022 to May 30, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 8, 2020 to Dec 11, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 12, 2014 to Oct 29, 2020factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 17, 2012 to Mar 21, 2014factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Oct 24, 2011 to Oct 18, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 24, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 10, 2008 to Jun 1, 2009factForm ADV

Dated events

Occurred
May 30, 2023
Advisor changed firm
Brent A Niswander left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Credit Union Investment Services (registered 2023-06-01)
Form ADVobserved 6 days ago