DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brent A Niswander

Credit Union Investment Servicesstate registeredRaleigh, Ncdual registrantIAPD 5372846

Feed of 09/14/2026

Also filed as Brent Niswander

At current firm

3 y

since Jun 1, 2023

In the industry

18 y

since Oct 22, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Credit Union Investment Services state registered current
since Jun 1, 2023 · Raleigh, Nc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 16, 2022 to May 30, 2023 · Raleigh, Nc
J.P. Morgan Securities LLC wirehouse
Dec 8, 2020 to Dec 11, 2021 · Charlotte, Nc
LPL Financial LLC BD affiliated
Nov 12, 2014 to Oct 29, 2020 · Raleigh, Nc
Pnc Wealth Management BD affiliated
Dec 17, 2012 to Mar 21, 2014 · Charlotte, Nc
Fifth Third Securities, Inc. BD affiliated
Oct 24, 2011 to Oct 18, 2012 · Raleigh, Nc
Morgan Stanley wirehouse
Jun 1, 2009 to May 24, 2010 · Raleigh, Nc
Citigroup Global Markets Inc. BD affiliated
Mar 10, 2008 to Jun 1, 2009 · Raleigh, Nc

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Credit Union Investment Services
left May 30, 2023, registered Jun 1, 2023 (2 days) · Wirehouse to a state-registered adviser
J.P. Morgan Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Dec 11, 2021, registered May 16, 2022 (156 days) · Wirehouse to wirehouse
LPL Financial LLC to J.P. Morgan Securities LLC
left Oct 29, 2020, registered Dec 8, 2020 (40 days) · Affiliated broker-dealer or bank to wirehouse
Pnc Wealth Management to LPL Financial LLC
left Mar 21, 2014, registered Nov 12, 2014 (236 days) · Other
Fifth Third Securities, Inc. to Pnc Wealth Management
left Oct 18, 2012, registered Dec 17, 2012 (60 days) · Other
Morgan Stanley to Fifth Third Securities, Inc.
left May 24, 2010, registered Oct 24, 2011 (518 days) · Other
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Brent A Niswander left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Credit Union Investment Services (registered 2023-06-01)
May 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address