DFX Intelligence

R••••• A••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

R••••• A••• W•••••••••

Advisor at J••• M••••• S••••••••• L••

Scottsdale, AZ | Scottsdale , AZ

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Search this name across graphsid dfx:ria:89f7575a-1a3a-7e53-1872-885460a70d55

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Jan 4, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jul 17, 2018	n/a	yes	Scottsdale , AZ\|Scottsdale, AZ	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jul 27, 2016	Sep 14, 2016	no	ORLANDO, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	J••• M••••• S••••••••• L••	Sep 14, 2016	Jul 17, 2018	671	Firm change after gap	Other
G•••• C•••••• M••••••••• L••	M•• I•••••••• S•••••••• L••	Jul 12, 2016	Jul 27, 2016

Relationships

Registered with (9)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jul 17, 2018 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 27, 2016 to Sep 14, 2016factForm ADV
→ G•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 21, 2016 to Jul 12, 2016factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89f7575a-1a3a-7e53-1872-885460a70d55
First observed: Jan 4, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.